1. |
Details of Restricted Person / person closely associated with them ("PCA") |
a) |
Name |
1. |
IVAN MENEZES |
2. |
KATHRYN MIKELLS |
3. |
BRIAN FRANZ |
4. |
ALBERTO GAVAZZI |
5. |
JOHN KENNEDY |
6. |
DEIRDRE MAHLAN |
7. |
SYL SALLER |
|
|
|
b) |
Position / status |
1 - 2 MEMBERS OF BOARD OF DIRECTORS 3 - 7 MEMBERS OF EXECUTIVE COMMITTEE |
c) |
Initial notification / amendment |
INITIAL NOTIFICATION |
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Full name of entity |
DIAGEO PLC |
b) |
Legal Entity Identifier Code |
213800ZVIELEA55JMJ32 |
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument |
AMERICAN DEPOSITARY SHARES ("ADS") |
b) |
Nature of the transaction |
Grant of conditional awards over ADSs on 4 September 2017, under the Company's 2014 Long Term Incentive Plan, adopted by the Company on 30 July 2014 ("DLTIP"). Each conditional award will vest on 4 September 2020 subject to the satisfaction of performance criteria. Each conditional award carries a right to receive, on vesting, an amount linked to dividends paid on the ADSs subject to the conditional award. These awards come in the form of Restricted Stock Units ("RSUs"). |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s)
No. of ADSs |
1. |
N/A |
51,268 |
2. |
N/A |
32,380 |
3. |
N/A |
13,215 |
4. |
N/A |
15,872 |
5. |
N/A |
19,840 |
6. |
N/A |
36,243 |
7. |
N/A |
12,385 |
|
d) |
Aggregated information |
N/A |
e) |
Date of the transaction |
4 SEPTEMBER 2017 |
f) |
Place of the transaction |
NEW YORK STOCK EXCHANGE (XNYS) |