Diageo plc
LEI: 213800ZVIELEA55JMJ32
Director/PDMR Shareholding
Various awards under the Diageo 2014 Long Term Incentive Plan have been released or exercised as follows:
· Release of American Depositary Shares on 4 September 2018.
· Exercise of options over Ordinary Shares on 5 September 2018.
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
James Edmunds
Deputy Company Secretary
6 September 2018
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
Ivan Menezes |
2. |
Reason for the notification |
a) |
Position / status |
Chief Executive |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
37,835 |
2. |
$139.4551 |
18,256 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
Brian Franz |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
9,905 |
2. |
$139.4551 |
4,820 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
Brian Franz |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
3,111 |
2. |
$139.4551 |
1,518 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
Alberto Gavazzi |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
9,328 |
2. |
$139.4551 |
3,274 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
Alberto Gavazzi |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
3,773 |
2. |
$139.4551 |
1,324 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
John Kennedy |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
9,480 |
2. |
$139.4551 |
4,943 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
John Kennedy |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
3,896 |
2. |
$139.4551 |
2,032 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
Sylvia Saller |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
American Depositary Shares |
b) |
Nature of the transaction |
1. Release of award of American Depositary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
Nil |
9,282 |
2. |
$139.4551 |
4,275 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-04 |
f) |
Place of transaction |
New York Stock Exchange (XNYS) |
1. |
Details of the person discharging managerial responsibilities/person closely associated |
a) |
Name |
David Cutter |
2. |
Reason for the notification |
a) |
Position / status |
Member of the Executive Committee |
b) |
Initial notification / amendment |
Initial notification |
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Diageo plc |
b) |
LEI |
213800ZVIELEA55JMJ32 |
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument Identification code |
Ordinary shares of 28 101/108 pence
GB0002374006
|
b) |
Nature of the transaction |
1. Exercise of options over Ordinary Shares under the Diageo 2014 Long Term Incentive Plan 2. Sale of shares to cover tax liabilities |
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
1. |
£17.09 |
28,900 |
2. |
£27.055 |
23,610 |
|
d) |
Aggregated information - Aggregated volume
- Price |
N/A |
e) |
Date of transaction |
2018-09-05 |
f) |
Place of transaction |
London Stock Exchange (XLON) |