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| DEALING DISCLOSURE |
|
AMENDMENT |
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| 1. |
|
KEY INFORMATION |
|
|
|
|
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|
|
|
|
|
|
|
|
| (a) |
|
Name of exempt principal trader: |
|
BARCLAYS CAPITAL INC |
|
|
|
|
|
|
|
|
|
|
|
| (b) |
|
Name of offeror/offeree in relation to whose |
|
XL GROUP PLC |
|
|
|
|
|
|
|
|
|
|
|
| |
|
relevant securities this form relates: |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (c) |
|
Name of the party to the offer with which exempt |
|
CATLIN GROUP PLC |
|
|
|
|
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|
|
|
|
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| |
|
principal trader is connected |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (d) |
|
Date position held/dealing undertaken: |
|
31 December 2014 |
|
|
|
|
|
|
|
|
|
|
|
| 2. |
|
POSITIONS |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (a) |
|
Interests and short positions in the relevant securities of the offeror or offeree |
|
|
|
|
|
|
|
|
|
|
|
| |
|
to which the disclosure relates following the dealing (if any) |
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant security: |
|
|
|
ORD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Interests |
|
Short Positions |
|
|
|
|
|
| |
|
|
|
Number |
|
(%) |
|
Number |
|
(%) |
|
|
|
|
|
| (1) |
|
Relevant securities owned |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
and/or controlled: |
|
45,643 |
|
0.00% |
|
45,081 |
|
0.02% |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (2) |
|
Derivatives (other than |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
options): |
|
0 |
|
0.00% |
|
0 |
|
0.00% |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (3) |
|
Options and agreements to |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
purchase/sell: |
|
11,700 |
|
0.00% |
|
16,500 |
|
0.01% |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
57,343 |
|
0.00% |
|
61,581 |
|
0.02% |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
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|
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|
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|
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| (b) |
|
Rights to subscribe for new securities (including directors and other executive |
|
|
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|
|
|
| |
|
options) |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant security in relation to |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| which subscription right exists |
|
|
|
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|
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|
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|
|
|
| Details, including nature of the rights |
|
|
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|
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|
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|
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|
|
|
|
| concerned and relevant percentages: |
|
|
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|
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|
|
|
|
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|
|
|
| 3. |
|
DEALINGS |
|
|
|
|
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|
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|
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|
|
| (a) |
|
Purchases and sales |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant |
|
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
|
|
|
|
|
|
|
| security |
|
|
|
securities |
|
|
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
250 |
|
34.7500 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
500 |
|
34.6427 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
600 |
|
34.5300 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
1,086 |
|
34.6033 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
2,200 |
|
34.5633 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
9,268 |
|
34.6520 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
10,775 |
|
34.6675 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
11,600 |
|
34.5858 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
21,800 |
|
34.6167 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
29,177 |
|
34.3700 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
34,100 |
|
34.6002 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
15 |
|
34.7800 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
34.5600 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
34.5800 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
34.7600 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
34.7900 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
34.8100 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
143 |
|
34.5700 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
175 |
|
34.6571 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
200 |
|
34.6850 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
250 |
|
34.6620 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
315 |
|
34.6106 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
543 |
|
34.6033 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
590 |
|
34.6615 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
600 |
|
34.5300 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
625 |
|
34.6096 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
800 |
|
34.5737 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
900 |
|
34.6755 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
935 |
|
34.6128 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,000 |
|
34.6265 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,100 |
|
34.6809 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,205 |
|
34.4687 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,275 |
|
34.6050 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,860 |
|
34.6565 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,900 |
|
34.6034 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
2,319 |
|
34.6252 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
2,675 |
|
34.6706 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
3,200 |
|
34.6325 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
3,400 |
|
34.6137 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
3,868 |
|
34.6416 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
4,878 |
|
34.6363 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
7,400 |
|
34.6882 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
7,498 |
|
34.6023 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
8,900 |
|
34.6624 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
10,400 |
|
34.5718 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
10,400 |
|
34.5719 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
12,900 |
|
34.5852 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
29,177 |
|
34.3700 USD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (b) |
|
Derivatives transactions (other than options) |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant |
|
Product |
|
Nature of dealing |
|
Number of |
|
Price per unit |
|
|
|
|
|
|
|
| security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
securities |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (c) |
|
Options transactions in respect of existing securities |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (i) |
|
Writing, selling, purchasing or varying |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class |
|
Product |
|
Writing, |
|
Number |
|
Exercise |
|
Type |
|
Expiry |
|
Option |
|
| of |
|
description |
|
purchasing, |
|
of |
|
price |
|
|
|
date |
|
money |
|
| relevant |
|
|
|
selling, |
|
securities |
|
per unit |
|
|
|
|
|
paid/ |
|
| security |
|
|
|
varying etc |
|
to which |
|
|
|
|
|
|
|
received |
|
|
|
|
|
|
|
option |
|
|
|
|
|
|
|
per unit |
|
| |
|
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) |
|
Exercising |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant |
|
Product description |
|
Number of |
|
Exercise price per |
|
|
|
|
|
|
|
|
|
| security |
|
|
|
securities |
|
unit |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (d) |
|
Other dealings (including subscribing for new securities) |
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant |
|
Nature of Dealings |
|
Details |
|
Price per unit (if |
|
|
|
|
|
|
|
|
|
| security |
|
|
|
|
|
applicable) |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Is a Supplemental Form 8 (Open Positions) attached? |
|
YES |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Date of disclosure: |
|
5 Jan 2015 |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Contact name: |
|
Jay Supaya |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Telephone number: |
|
0207 773 0635 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|
|
|
|
|
|
|
|
|
|
|
|
|
| PURCHASE OR SELL ETC. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1. |
|
KEY INFORMATION |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Identity of the person whose positions/dealings |
|
BARCLAYS CAPITAL INC |
|
|
|
|
|
|
|
|
|
|
|
|
|
| are being disclosed: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Name of offeror/offeree in relation to whose |
|
XL GROUP PLC |
|
|
|
|
|
|
|
|
|
|
|
|
|
| relevant securities this from relates: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2. |
|
OPTIONS AND DERIVATIVES |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class |
|
Product |
|
Writing, |
|
Number |
|
Exercise |
|
Type |
|
Expiry |
|
|
|
| of |
|
description |
|
purchasing, |
|
of |
|
price |
|
|
|
date |
|
|
|
| relevant |
|
|
|
selling, |
|
securities |
|
per unit |
|
|
|
|
|
|
|
| security |
|
|
|
varying etc |
|
to which |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
option |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-100 |
|
30.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-5,800 |
|
30.0000 |
|
American |
|
17 Apr 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-2,600 |
|
31.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-6,600 |
|
32.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-1,400 |
|
37.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Written |
|
1,000 |
|
33.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Call Options |
|
Purchased |
|
2,400 |
|
35.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Call Options |
|
Purchased |
|
8,300 |
|
36.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| 3. |
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AGREEMENTS TO PURCHASE OR SELL ETC. |
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| Full details should be given so that the nature of the interest or position can be fully |
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