| DEALING DISCLOSURE |
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| 1. |
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KEY INFORMATION |
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| (a) |
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Name of exempt principal trader: |
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BARCLAYS CAPITAL INC |
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| (b) |
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Name of offeror/offeree in relation to whose |
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XL GROUP PLC |
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relevant securities this form relates: |
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| (c) |
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Name of the party to the offer with which exempt |
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CATLIN GROUP LTD |
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principal trader is connected |
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| (d) |
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Date position held/dealing undertaken: |
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15 January 2015 |
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| 2. |
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POSITIONS |
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| (a) |
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Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: |
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ORD |
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Interests |
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Short Positions |
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Number |
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(%) |
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Number |
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(%) |
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| (1) |
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Relevant securities owned |
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and/or controlled: |
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1,727 |
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0.00% |
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969 |
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0.00% |
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| (2) |
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Derivatives (other than |
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options): |
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0 |
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0.00% |
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0 |
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0.00% |
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| (3) |
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Options and agreements to |
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purchase/sell: |
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11,700 |
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0.00% |
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16,500 |
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0.01% |
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| (4) |
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TOTAL: |
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13,427 |
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0.00% |
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17,469 |
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0.01% |
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| (b) |
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Rights to subscribe for new securities (including directors and other executive |
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options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. |
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DEALINGS |
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| (a) |
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Purchases and sales |
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| Class of relevant |
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Purchase/sale |
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Number of |
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Price per unit |
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| security |
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securities |
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| ORD |
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Purchase |
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203 |
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35.0450 USD |
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| ORD |
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Purchase |
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300 |
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35.0333 USD |
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| ORD |
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Purchase |
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300 |
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35.1266 USD |
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| ORD |
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Purchase |
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600 |
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35.0216 USD |
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| ORD |
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Purchase |
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900 |
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35.1446 USD |
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| ORD |
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Purchase |
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1,100 |
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35.1072 USD |
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| ORD |
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Purchase |
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1,200 |
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35.0273 USD |
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| ORD |
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Purchase |
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1,200 |
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35.0350 USD |
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| ORD |
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Purchase |
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1,255 |
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35.0001 USD |
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| ORD |
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Purchase |
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1,500 |
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35.0773 USD |
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| ORD |
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Purchase |
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2,100 |
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35.0647 USD |
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| ORD |
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Purchase |
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3,795 |
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35.0035 USD |
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| ORD |
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Purchase |
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3,800 |
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35.0932 USD |
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| ORD |
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Purchase |
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4,500 |
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35.0783 USD |
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| ORD |
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Purchase |
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4,975 |
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35.0500 USD |
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| ORD |
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Purchase |
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5,660 |
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35.0839 USD |
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| ORD |
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Purchase |
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5,800 |
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35.0902 USD |
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| ORD |
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Purchase |
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10,155 |
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35.0601 USD |
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| ORD |
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Purchase |
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10,553 |
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35.0600 USD |
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| ORD |
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Purchase |
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13,992 |
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35.0669 USD |
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| ORD |
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Purchase |
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14,949 |
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35.0772 USD |
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| ORD |
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Purchase |
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20,500 |
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35.0788 USD |
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| ORD |
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Sale |
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100 |
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35.0100 USD |
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| ORD |
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Sale |
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100 |
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35.1300 USD |
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| ORD |
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Sale |
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197 |
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35.1603 USD |
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| ORD |
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Sale |
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300 |
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35.0066 USD |
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| ORD |
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Sale |
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300 |
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35.0633 USD |
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| ORD |
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Sale |
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300 |
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35.1000 USD |
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| ORD |
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Sale |
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339 |
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35.0957 USD |
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| ORD |
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Sale |
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400 |
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35.0700 USD |
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| ORD |
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Sale |
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500 |
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35.0540 USD |
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| ORD |
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Sale |
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700 |
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35.0885 USD |
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| ORD |
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Sale |
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957 |
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35.1109 USD |
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| ORD |
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Sale |
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1,000 |
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34.9710 USD |
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| ORD |
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Sale |
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1,067 |
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35.1247 USD |
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| ORD |
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Sale |
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1,200 |
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35.0671 USD |
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| ORD |
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Sale |
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1,400 |
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35.1342 USD |
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| ORD |
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Sale |
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1,541 |
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35.1487 USD |
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| ORD |
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Sale |
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1,700 |
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35.0862 USD |
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| ORD |
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Sale |
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1,900 |
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35.0878 USD |
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| ORD |
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Sale |
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2,000 |
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35.0660 USD |
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| ORD |
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Sale |
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2,054 |
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35.0658 USD |
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| ORD |
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Sale |
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2,300 |
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35.0545 USD |
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| ORD |
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Sale |
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2,351 |
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34.9781 USD |
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| ORD |
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Sale |
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2,400 |
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35.0416 USD |
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| ORD |
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Sale |
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2,900 |
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35.0868 USD |
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| ORD |
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Sale |
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3,200 |
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35.1096 USD |
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| ORD |
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Sale |
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3,803 |
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35.0570 USD |
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| ORD |
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Sale |
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3,807 |
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35.1307 USD |
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| ORD |
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Sale |
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3,945 |
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34.9382 USD |
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| ORD |
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Sale |
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5,175 |
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35.0500 USD |
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| ORD |
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Sale |
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5,200 |
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35.0678 USD |
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| ORD |
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Sale |
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8,000 |
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35.0918 USD |
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| ORD |
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Sale |
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10,354 |
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35.0600 USD |
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| ORD |
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Sale |
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36,947 |
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35.0722 USD |
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| (b) |
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Derivatives transactions (other than options) |
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| Class of relevant security |
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Product description |
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Nature of dealing |
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Number of reference securities |
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Price per unit |
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| (c) |
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Options transactions in respect of existing securities |
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| (i) |
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Writing, selling, purchasing or varying |
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| Class of relevant security |
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Product |
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Writing, |
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Number of securities to which option relates |
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Exercise |
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Type |
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Expiry |
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Option |
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description |
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purchasing, |
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price |
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date |
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money |
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selling, |
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per unit |
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paid/ |
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varying etc |
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received |
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per unit |
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| (ii) |
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Exercising |
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| Class of relevant |
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Product description |
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Number of |
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Exercise price per |
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| security |
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securities |
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unit |
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| (d) |
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Other dealings (including subscribing for new securities) |
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| Class of relevant |
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Nature of Dealings |
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Details |
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Price per unit (if |
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| security |
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applicable) |
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| Is a Supplemental Form 8 (Open Positions) attached? |
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YES |
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| Date of disclosure: |
|
19 Jan 2015 |
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| Contact name: |
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Jay Supaya |
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| Telephone number: |
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0207 773 0635 |
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| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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| PURCHASE OR SELL ETC. |
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| Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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| 1. |
|
KEY INFORMATION |
|
|
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|
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|
|
|
|
| Identity of the person whose positions/dealings |
|
BARCLAYS CAPITAL INC |
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|
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| are being disclosed: |
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|
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| Name of offeror/offeree in relation to whose |
|
XL GROUP PLC |
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|
|
|
|
|
|
| relevant securities this from relates: |
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| 2. |
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OPTIONS AND DERIVATIVES |
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| Class |
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Product |
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Writing, |
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Number |
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Exercise |
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Type |
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Expiry |
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| of |
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description |
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purchasing, |
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of |
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price |
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date |
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| relevant |
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|
selling, |
|
securities |
|
per unit |
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| security |
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|
varying etc |
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to which |
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option |
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| |
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|
relates |
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|
|
| ORD |
|
Put Options |
|
Purchased |
|
-100 |
|
30.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-5,800 |
|
30.0000 |
|
American |
|
17 Apr 2015 |
|
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|
| ORD |
|
Put Options |
|
Purchased |
|
-2,600 |
|
31.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-6,600 |
|
32.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-1,400 |
|
37.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Put Options |
|
Written |
|
1,000 |
|
33.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Call Options |
|
Purchased |
|
2,400 |
|
35.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| ORD |
|
Call Options |
|
Purchased |
|
8,300 |
|
36.0000 |
|
American |
|
17 Jan 2015 |
|
|
|
| 3. |
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AGREEMENTS TO PURCHASE OR SELL ETC. |
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| Full details should be given so that the nature of the interest or position can be fully |
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