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| DISCLOSURE FORM |
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| 1. |
|
KEY INFORMATION |
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| (a) |
|
Name of exempt principal trader: |
|
BARCLAYS CAPITAL INC |
|
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| (b) |
|
Name of offeror/offeree in relation to whose |
|
XL GROUP PLC |
|
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| |
|
relevant securities this form relates: |
|
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| (c) |
|
Name of the party to the offer with which exempt |
|
CATLIN GROUP LTD |
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| |
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principal trader is connected |
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| (d) |
|
Date position held/dealing undertaken: |
|
25 March 2015 |
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|
| 2. |
|
POSITIONS |
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| (a) |
|
Interests and short positions in the relevant securities of the offeror or offeree |
|
|
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| |
|
to which the disclosure relates following the dealing (if any) |
|
|
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|
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|
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| Class of relevant security: |
|
|
|
ORD |
|
|
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|
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|
|
|
Interests |
|
Short Positions |
|
|
|
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| |
|
|
|
Number |
|
(%) |
|
Number |
|
(%) |
|
|
|
|
|
| (1) |
|
Relevant securities owned |
|
|
|
|
|
|
|
|
|
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|
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and/or controlled: |
|
3,250 |
|
0.00% |
|
4,514 |
|
0.00% |
|
|
|
|
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| |
|
|
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| (2) |
|
Derivatives (other than |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
options): |
|
0 |
|
0.00% |
|
0 |
|
0.00% |
|
|
|
|
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| |
|
|
|
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|
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| (3) |
|
Options and agreements to |
|
|
|
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|
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|
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|
purchase/sell: |
|
0 |
|
0.00% |
|
5,800 |
|
0.00% |
|
|
|
|
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| |
|
|
|
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|
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TOTAL: |
|
3,250 |
|
0.00% |
|
10,314 |
|
0.00% |
|
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| |
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| (b) |
|
Rights to subscribe for new securities (including directors and other executive |
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| |
|
options) |
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| Class of relevant security in relation to |
|
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. |
|
DEALINGS |
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| (a) |
|
Purchases and sales |
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| Class of relevant |
|
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
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|
| security |
|
|
|
securities |
|
|
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| ORD |
|
Purchase |
|
100 |
|
36.9990 USD |
|
|
|
|
|
|
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|
|
| ORD |
|
Purchase |
|
200 |
|
37.0100 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
296 |
|
37.1047 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
340 |
|
37.0292 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
800 |
|
37.0525 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
833 |
|
37.0800 USD |
|
|
|
|
|
|
|
|
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| ORD |
|
Purchase |
|
1,100 |
|
37.0362 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
1,192 |
|
37.0217 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
1,211 |
|
37.0058 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
1,700 |
|
37.0141 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
2,000 |
|
37.0167 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
2,362 |
|
37.0070 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
2,720 |
|
37.0515 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
3,600 |
|
37.0126 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
7,200 |
|
37.0637 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
8,600 |
|
37.0000 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Purchase |
|
10,055 |
|
37.0142 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
30 |
|
37.1400 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
48 |
|
37.0550 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
49 |
|
36.9900 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
37.0600 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
100 |
|
37.0700 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
122 |
|
37.0080 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
170 |
|
37.0058 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
170 |
|
37.0292 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
170 |
|
37.1000 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
200 |
|
37.0270 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
300 |
|
37.1500 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
400 |
|
37.0050 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
400 |
|
37.0100 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
452 |
|
37.0443 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
600 |
|
37.0123 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
700 |
|
37.0371 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
728 |
|
37.0027 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
800 |
|
36.9993 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
898 |
|
37.0616 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,005 |
|
37.0515 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,100 |
|
37.0362 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,296 |
|
37.0563 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,300 |
|
37.0769 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
1,400 |
|
37.0007 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
2,600 |
|
37.0169 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
3,140 |
|
37.0015 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
3,200 |
|
37.0156 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
5,298 |
|
37.0134 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
9,000 |
|
37.0511 USD |
|
|
|
|
|
|
|
|
|
| ORD |
|
Sale |
|
12,072 |
|
37.0000 USD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (b) |
|
Derivatives transactions (other than options) |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant |
|
Product |
|
Nature of dealing |
|
Number of |
|
Price per unit |
|
|
|
|
|
|
|
| security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
securities |
|
|
|
|
|
|
|
|
|
| |
|
|
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|
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|
|
|
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|
|
|
|
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|
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|
|
|
|
|
|
|
|
| (c) |
|
Options transactions in respect of existing securities |
|
|
|
|
|
|
|
|
|
|
|
|
|
| (i) |
|
Writing, selling, purchasing or varying |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class |
|
Product |
|
Writing, |
|
Number |
|
Exercise |
|
Type |
|
Expiry |
|
Option |
|
| of |
|
description |
|
purchasing, |
|
of |
|
price |
|
|
|
date |
|
money |
|
| relevant |
|
|
|
selling, |
|
securities |
|
per unit |
|
|
|
|
|
paid/ |
|
| security |
|
|
|
varying etc |
|
to which |
|
|
|
|
|
|
|
received |
|
|
|
|
|
|
|
option |
|
|
|
|
|
|
|
per unit |
|
| |
|
|
|
|
|
relates |
|
|
|
|
|
|
|
|
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| |
|
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|
|
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| (ii) |
|
Exercising |
|
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|
|
|
|
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|
|
|
|
|
| Class of relevant |
|
Product description |
|
Number of |
|
Exercise price per |
|
|
|
|
|
|
|
|
|
| security |
|
|
|
securities |
|
unit |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
| (d) |
|
Other dealings (including subscribing for new securities) |
|
|
|
|
|
|
|
|
|
|
|
| Class of relevant |
|
Nature of Dealings |
|
Details |
|
Price per unit (if |
|
|
|
|
|
|
|
|
|
| security |
|
|
|
|
|
applicable) |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Is a Supplemental Form 8 (Open Positions) attached? |
|
YES |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Date of disclosure: |
|
26 Mar 2015 |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Contact name: |
|
Jay Supaya |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Telephone number: |
|
0207 773 0635 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
|
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|
|
|
|
|
|
|
|
|
|
|
|
|
| PURCHASE OR SELL ETC. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1. |
|
KEY INFORMATION |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Identity of the person whose positions/dealings |
|
BARCLAYS CAPITAL INC |
|
|
|
|
|
|
|
|
|
|
|
|
|
| are being disclosed: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Name of offeror/offeree in relation to whose |
|
XL GROUP PLC |
|
|
|
|
|
|
|
|
|
|
|
|
|
| relevant securities this from relates: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2. |
|
OPTIONS AND DERIVATIVES |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Class |
|
Product |
|
Writing, |
|
Number |
|
Exercise |
|
Type |
|
Expiry |
|
|
|
| of |
|
description |
|
purchasing, |
|
of |
|
price |
|
|
|
date |
|
|
|
| relevant |
|
|
|
selling, |
|
securities |
|
per unit |
|
|
|
|
|
|
|
| security |
|
|
|
varying etc |
|
to which |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
option |
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-5,800 |
|
30.0000 |
|
American |
|
17 Apr 2015 |
|
|
|
| 3. |
|
AGREEMENTS TO PURCHASE OR SELL ETC. |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Full details should be given so that the nature of the interest or position can be fully |
|
|
|
|
|
|
|
|
|
|
|
|
|
| understood: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|