| Disclosure forms |
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| 1. |
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KEY INFORMATION |
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| (a) |
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Name of exempt principal trader: |
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BARCLAYS CAPITAL INC |
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| (b) |
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Name of offeror/offeree in relation to whose |
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XL GROUP PLC |
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relevant securities this form relates: |
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| (c) |
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Name of the party to the offer with which exempt |
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CATLIN GROUP LTD |
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principal trader is connected |
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| (d) |
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Date position held/dealing undertaken: |
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10 April 2015 |
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| 2. |
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POSITIONS |
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| (a) |
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Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: |
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ORD |
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Interests |
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Short Positions |
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Number |
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(%) |
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Number |
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(%) |
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| (1) |
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Relevant securities owned |
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and/or controlled: |
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68 |
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0.00% |
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1,597 |
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0.00% |
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| (2) |
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Derivatives (other than |
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options): |
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0 |
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0.00% |
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0 |
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0.00% |
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| (3) |
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Options and agreements to |
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purchase/sell: |
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0 |
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0.00% |
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5,800 |
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0.00% |
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TOTAL: |
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68 |
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0.00% |
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7,397 |
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0.00% |
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| (b) |
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Rights to subscribe for new securities (including directors and other executive |
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options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. |
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DEALINGS |
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| (a) |
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Purchases and sales |
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| Class of relevant |
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Purchase/sale |
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Number of |
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Price per unit |
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| security |
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securities |
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| ORD |
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Purchase |
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100 |
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37.8250 USD |
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| ORD |
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Purchase |
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100 |
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37.8300 USD |
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| ORD |
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Purchase |
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138 |
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37.8500 USD |
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| ORD |
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Purchase |
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153 |
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37.8033 USD |
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| ORD |
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Purchase |
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153 |
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37.8400 USD |
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| ORD |
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Purchase |
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200 |
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37.8200 USD |
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| ORD |
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Purchase |
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311 |
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37.8360 USD |
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| ORD |
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Purchase |
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400 |
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37.7925 USD |
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| ORD |
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Purchase |
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400 |
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37.8075 USD |
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| ORD |
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Purchase |
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425 |
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37.7688 USD |
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| ORD |
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Purchase |
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514 |
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37.8046 USD |
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| ORD |
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Purchase |
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600 |
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37.7966 USD |
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| ORD |
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Purchase |
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600 |
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37.8350 USD |
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| ORD |
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Purchase |
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622 |
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37.8297 USD |
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| ORD |
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Purchase |
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623 |
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37.8422 USD |
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| ORD |
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Purchase |
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653 |
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37.8067 USD |
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| ORD |
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Purchase |
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900 |
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37.8167 USD |
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| ORD |
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Purchase |
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1,000 |
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37.8310 USD |
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| ORD |
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Purchase |
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2,484 |
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37.8322 USD |
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| ORD |
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Purchase |
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2,900 |
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37.8158 USD |
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| ORD |
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Purchase |
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2,900 |
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37.8211 USD |
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| ORD |
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Purchase |
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3,200 |
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37.8179 USD |
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| ORD |
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Purchase |
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3,202 |
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37.8600 USD |
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| ORD |
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Purchase |
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3,300 |
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37.8172 USD |
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| ORD |
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Purchase |
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12,619 |
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37.7930 USD |
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| ORD |
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Sale |
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57 |
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37.8500 USD |
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| ORD |
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Sale |
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100 |
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37.7600 USD |
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| ORD |
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Sale |
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100 |
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37.7800 USD |
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| ORD |
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Sale |
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100 |
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37.8000 USD |
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| ORD |
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Sale |
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100 |
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37.8100 USD |
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| ORD |
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Sale |
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100 |
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37.8200 USD |
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| ORD |
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Sale |
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100 |
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37.8400 USD |
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| ORD |
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Sale |
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153 |
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37.8033 USD |
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| ORD |
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Sale |
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153 |
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37.8034 USD |
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| ORD |
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Sale |
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200 |
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37.7950 USD |
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| ORD |
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Sale |
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222 |
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37.8563 USD |
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| ORD |
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Sale |
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296 |
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37.7952 USD |
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| ORD |
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Sale |
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400 |
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37.7925 USD |
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| ORD |
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Sale |
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425 |
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37.7688 USD |
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| ORD |
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Sale |
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500 |
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37.8120 USD |
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| ORD |
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Sale |
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600 |
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37.7966 USD |
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| ORD |
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Sale |
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600 |
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37.8166 USD |
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| ORD |
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Sale |
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800 |
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37.8112 USD |
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| ORD |
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Sale |
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2,000 |
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37.8047 USD |
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| ORD |
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Sale |
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2,500 |
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37.8191 USD |
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| ORD |
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Sale |
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2,584 |
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37.8321 USD |
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| ORD |
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Sale |
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3,345 |
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37.8600 USD |
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| ORD |
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Sale |
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3,700 |
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37.8274 USD |
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| ORD |
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Sale |
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6,648 |
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37.8228 USD |
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| ORD |
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Sale |
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12,619 |
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37.7930 USD |
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| (b) |
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Derivatives transactions (other than options) |
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| Class of relevant |
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Product |
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Nature of dealing |
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Number of |
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Price per unit |
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| security |
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description |
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reference |
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securities |
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| (c) |
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Options transactions in respect of existing securities |
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| (i) |
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Writing, selling, purchasing or varying |
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| Class |
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Product |
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Writing, |
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Number |
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Exercise |
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Type |
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Expiry |
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Option |
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| of |
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description |
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purchasing, |
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of |
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price |
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date |
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money |
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| relevant |
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selling, |
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securities |
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per unit |
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paid/ |
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| security |
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varying etc |
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to which |
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received |
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option |
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per unit |
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relates |
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| (ii) |
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Exercising |
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| Class of relevant |
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Product description |
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Number of |
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Exercise price per |
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| security |
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securities |
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unit |
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| (d) |
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Other dealings (including subscribing for new securities) |
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| Class of relevant |
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Nature of Dealings |
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Details |
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Price per unit (if |
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| security |
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applicable) |
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| Is a Supplemental Form 8 (Open Positions) attached? |
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YES |
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| Date of disclosure: |
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13 Apr 2015 |
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| Contact name: |
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Rajesh Muthanna |
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| Telephone number: |
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020 3555 4634 |
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| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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| PURCHASE OR SELL ETC. |
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| Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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| 1. |
|
KEY INFORMATION |
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|
|
| Identity of the person whose positions/dealings |
|
BARCLAYS CAPITAL INC |
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| are being disclosed: |
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|
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| Name of offeror/offeree in relation to whose |
|
XL GROUP PLC |
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|
|
| relevant securities this from relates: |
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| 2. |
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OPTIONS AND DERIVATIVES |
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| Class |
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Product |
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Writing, |
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Number |
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Exercise |
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Type |
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Expiry |
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| of |
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description |
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purchasing, |
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of |
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price |
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date |
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| relevant |
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|
selling, |
|
securities |
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per unit |
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| security |
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varying etc |
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to which |
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option |
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| |
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|
relates |
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|
|
|
|
| ORD |
|
Put Options |
|
Purchased |
|
-5,800 |
|
30.0000 |
|
American |
|
17 Apr 2015 |
|
|
|
| 3. |
|
AGREEMENTS TO PURCHASE OR SELL ETC. |
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| Full details should be given so that the nature of the interest or position can be fully |
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| understood: |
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