RNS Number : 0411X

Barclays PLC

16 December 2019

16 December 2019

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Jes Staley

2

Reason for the notification

a)

Position/status

Group Chief Executive Officer

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 65,625 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	158,475

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Tushar Morzaria

2

Reason for the notification

a)

Position/status

Group Finance Director

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 58,973 Shares. 

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	111,269

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Mark Ashton-Rigby

2

Reason for the notification

a)

Position/status

Group Chief Operating Officer

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 14 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over three or five years. After the settlement of tax and social security, the individual described above received 50,038 Shares. 

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	94,410

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Paul Compton

2

Reason for the notification

a)

Position/status

President of Barclays Bank PLC

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 65,768 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	148,359

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Alistair Currie

2

Reason for the notification

a)

Position/status

Head of Corporate Banking

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 25,913 Shares. 

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	48,891

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Stephen Dainton

2

Reason for the notification

a)

Position/status

Global Head of Markets

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 June 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over three or five years. After the settlement of tax and social security, the individual described above received 64,211 Shares. 

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.5038 per share	121,151

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Stephen Dainton

2

Reason for the notification

a)

Position/status

Global Head of Markets

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 97,395 Shares. 

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536	183,764

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Matthew Hammerstein

2

Reason for the notification

a)

Position/status

CEO, Barclays Bank UK PLC

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 14,297 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	26,974

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Bob Hoyt

2

Reason for the notification

a)

Position/status

Group General Counsel

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 67,909 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	128,129

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Joseph McGrath

2

Reason for the notification

a)

Position/status

Global Head of Banking

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 92,983 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	182,212

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Laura Padovani

2

Reason for the notification

a)

Position/status

Group Chief Compliance Officer

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 32,167 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	60,692

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

v

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Tristram Roberts

2

Reason for the notification

a)

Position/status

Group HR Director 

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 51,825 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	97,782

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Ashok Vaswani

2

Reason for the notification

a)

Position/status

Global Head of Consumer Banking and Payments

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 58,973 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	111,269

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

C.S. Venkatakrishnan

2

Reason for the notification

a)

Position/status

Group Chief Risk Officer

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Barclays PLC

b)

LEI

213800LBQA1Y9L22JB70

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares with a nominal value of 25 pence each ("Shares")

GB0031348658

b)

Nature of the transaction

The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 71,016 Shares.

c)

Price(s) and volume(s)

Price(s)	Volume(s): Gross number of Shares received
£1.8536 per share	144,988

d)

Aggregated information

- Aggregated volume

- Price

Not applicable

e)

Date of the transaction

2019-12-13

f)

Place of the transaction

London Stock Exchange (XLON)

For further information please contact:

Investor Relations	Media Relations
Adam Strachan	Tom Hoskin
+1 212 526 8442	+44 (0)20 7116 4755
James Johnson
+44 (0)20 7116 7233

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END

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