| FORM 8.5 (EPT/NON-RI) |
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| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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| (OR WHERE RI STATUS IS NOT APPLICABLE) |
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| Rule 8.5 of the Takeover Code (the "Code") |
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| 1. |
KEY INFORMATION |
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| (a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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| (b) |
Name of offeror/offeree in relation to whose |
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AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED) |
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relevant securities this form relates: |
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| (c) |
Name of the party to the offer with which exempt |
ALPHAWAVE IP GROUP PLC |
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principal trader is connected |
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| (d) |
Date position held/dealing undertaken: |
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24 Jul 2025 |
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| (e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
ALPHAWAVE IP GROUP PLC |
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| 2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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| (a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: |
USD 0.0001 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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| (1) |
Relevant securities owned |
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and/or controlled: |
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7,451,325 |
0.68% |
7,103,823 |
0.65% |
| (2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,691,239 |
0.15% |
86,059 |
0.01% |
| (3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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803,600 |
0.07% |
5,526,246 |
0.51% |
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TOTAL: |
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9,946,164 |
0.90% |
12,716,128 |
1.17% |
| (b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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| (a) |
Purchases and sales |
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| Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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| security |
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securities |
paid/received |
paid/received |
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| USD 0.0001 common |
Purchase |
310 |
135.1814 EUR |
133.7111 EUR |
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| USD 0.0001 common |
Sale |
180 |
135.1213 EUR |
133.7111 EUR |
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| USD 0.0001 common |
Purchase |
521,893 |
159.0138 USD |
157.5800 USD |
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| USD 0.0001 common |
Sale |
583,021 |
159.0100 USD |
156.9710 USD |
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| (b) |
Cash-settled derivative transactions |
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| Class of |
Product |
Nature of dealing |
Number of |
Price per |
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| relevant |
description |
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reference |
unit |
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| security |
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securities |
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| USD 0.0001 common |
SWAP |
Increasing Short |
72 |
134.0972 EUR |
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| USD 0.0001 common |
SWAP |
Increasing Short |
4 |
134.3270 EUR |
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| USD 0.0001 common |
SWAP |
Increasing Short |
30 |
134.4400 EUR |
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| USD 0.0001 common |
SWAP |
Increasing Short |
24 |
134.5828 EUR |
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| USD 0.0001 common |
SWAP |
Decreasing Short |
3,109 |
158.8375 USD |
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| USD 0.0001 common |
SWAP |
Decreasing Short |
163 |
158.8390 USD |
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| USD 0.0001 common |
SWAP |
Increasing Long |
197 |
158.3498 USD |
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| USD 0.0001 common |
SWAP |
Increasing Long |
3 |
158.3650 USD |
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| USD 0.0001 common |
SWAP |
Decreasing Long |
829 |
158.8400 USD |
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| (c) |
Stock-settled derivative transactions (including options) |
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| (i) |
Writing, selling, purchasing or varying |
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| Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
| of |
description |
purchasing, |
of |
price |
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date |
money |
| relevant |
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selling, |
securities |
per unit |
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paid/ |
| security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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| (ii) |
Exercising |
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| Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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| security |
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securities |
unit |
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| (d) |
Other dealings (including subscribing for new securities) |
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| Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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| security |
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applicable) |
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| 4. |
OTHER INFORMATION |
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| (a) |
Indemnity and other dealings arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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| to the offer or any person acting in concert with a party to the offer: |
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| NONE |
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| (b) |
Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the exempt principal trader making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE |
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| (c) |
Attachments |
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| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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| Date of disclosure: |
25 Jul 2025 |
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| Contact name: |
Large Holdings Regulatory Operations |
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| Telephone number: |
020 3134 7213 |
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| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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| PURCHASE OR SELL ETC. |
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| Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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| 1. |
KEY INFORMATION |
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| Identity of the person whose positions/dealings |
BARCLAYS CAPITAL SECURITIES LTD |
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| are being disclosed: |
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| Name of offeror/offeree in relation to whose |
AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED) |
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| relevant securities this from relates: |
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| 2. |
OPTIONS AND DERIVATIVES |
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| Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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| USD 0.0001 common |
Put Options |
Purchased |
-200,000 |
100.0000 |
American |
18 Dec 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-170,000 |
160.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-55,900 |
100.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-53,600 |
105.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-37,400 |
110.0000 |
American |
20 Mar 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-29,000 |
170.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-22,200 |
110.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-11,000 |
110.0000 |
American |
18 Jun 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-7,100 |
105.0000 |
American |
20 Mar 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-6,500 |
100.0000 |
American |
18 Jun 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-2,900 |
95.0000 |
American |
20 Mar 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-2,500 |
115.0000 |
American |
18 Jun 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-2,300 |
105.0000 |
American |
18 Jun 2026 |
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| USD 0.0001 common |
Put Options |
Purchased |
-2,000 |
115.0000 |
American |
20 Mar 2026 |
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| USD 0.0001 common |
Call Options |
Purchased |
2,600 |
195.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Call Options |
Purchased |
21,600 |
185.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Call Options |
Purchased |
31,100 |
190.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Call Options |
Written |
-695,489 |
141.1743 |
European |
19 Aug 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-570,172 |
138.9757 |
European |
06 Jul 2026 |
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| USD 0.0001 common |
Call Options |
Written |
-501,447 |
178.9218 |
European |
08 Aug 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-460,512 |
186.1018 |
European |
12 Aug 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-436,363 |
179.2639 |
European |
07 Aug 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-341,130 |
145.7435 |
European |
24 Oct 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-333,243 |
141.0187 |
European |
23 Oct 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-317,375 |
163.5057 |
European |
06 Apr 2026 |
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| USD 0.0001 common |
Call Options |
Written |
-305,529 |
143.8098 |
European |
15 Oct 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-216,163 |
143.2774 |
European |
18 Aug 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-191,840 |
150.8670 |
European |
06 Apr 2026 |
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| USD 0.0001 common |
Call Options |
Written |
-177,206 |
143.1938 |
European |
14 Oct 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-157,114 |
146.5413 |
European |
04 Dec 2025 |
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| USD 0.0001 common |
Call Options |
Written |
-120,165 |
140.8456 |
European |
07 Jan 2026 |
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| USD 0.0001 common |
Call Options |
Written |
-100,098 |
153.1754 |
European |
15 Apr 2026 |
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| USD 0.0001 common |
Put Options |
Written |
100 |
170.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
1,000 |
150.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
2,200 |
120.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
2,500 |
165.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
2,500 |
175.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
2,900 |
160.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
4,800 |
140.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
5,900 |
145.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
9,400 |
95.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
11,700 |
100.0000 |
American |
19 Sep 2025 |
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| USD 0.0001 common |
Put Options |
Written |
27,000 |
120.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Written |
30,000 |
130.0000 |
American |
15 Jan 2027 |
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| USD 0.0001 common |
Put Options |
Written |
30,000 |
140.0000 |
American |
15 Aug 2025 |
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| USD 0.0001 common |
Put Options |
Written |
30,000 |
130.0000 |
American |
16 Jan 2026 |
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| USD 0.0001 common |
Put Options |
Written |
70,000 |
120.0000 |
American |
18 Dec 2026 |
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| USD 0.0001 common |
Put Options |
Written |
200,000 |
135.0000 |
American |
18 Dec 2026 |
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| USD 0.0001 common |
Put Options |
Written |
318,300 |
140.0000 |
American |
16 Jan 2026 |
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| 3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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| Full details should be given so that the nature of the interest or position can be fully understood: |
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