RNS Number : 5444O
Rolls-Royce Holdings plc
20 September 2013
 



 

TR-1: NOTIFICATION OF MAYOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

ROLLS-ROYCE HOLDINGS PLC

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

 


 

3. Full name of person(s) subject to the notification obligation: iii

 

Harbor International Fund

Harbor Capital Appreciation Fund

Harbor Global Growth Fund

 

Series of Harbor Funds

4. Full name of shareholder(s)

(if different from 3.): iv


5. Date of the transaction and date on which the threshold is crossed or reached: v

 

 Trade Date: September 18, 2013

Settlement Date: September 23, 2013

6. Date on which issuer notified:

 

 September 19, 2013

7. Threshold(s) that is/are crossed or

reached: vi, vii

 

 3% of the voting rights of the issuer

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Common stock

GB00B63H8491

49,951,506

49,951,506

58,969,691

58,969,691

n/a

3.1363%

n/a

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date xiii

Exercise/
Conversion
Period xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

 

% of voting
rights

 n/a

n/a

n/a

n/a

n/a

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise
price

Expiration
date xvii

Exercise/
Conversion
period xviii

Number of voting
rights instrument
refers to

% of voting rights xix, xx

 

 n/a

n/a

n/a

n/a

n/a

Nominal

Delta

 

 n/a

n/a

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 58,969,691

3.1363%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

 

Series of Harbor Funds                         # of Voting Rights      % of Voting Rights

HARBOR INTERNATIONAL FUND                52,438,006                      2.7889%

HARBOR CAPITAL APPRECIATION FD         6,457,780                      0.3435%

HARBOR GLOBAL GROWTH FUND                   73,905                       0.0039%

 

Proxy Voting:

10. Name of the proxy holder:

 n/a

11. Number of voting rights proxy holder will cease to hold:

 n/a

12. Date on which proxy holder will cease to hold voting rights:

 n/a

 

13. Additional information:

 

Completed in Chicago, Illinois, USA

on September 19, 2013

14. Contact name:

 

Charles F. McCain, Esq.

 

15. Contact telephone number:

 312-443-4420

 

 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

Rolls-Royce Holdings plc

Contact address

(registered office for legal entities)

65 Buckingham Gate , London, SW1E 6AT

Phone number & email

0207 227 9000

Companysecretariat@rolls-royce.com

Other useful information

(at least legal representative for legal persons)




B: Identity of the notifier, if applicable

Full name


Contact address


Phone number & email


Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


For notes on how to complete form TR-1 please see the FCA website.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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