ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces the following transactions by its Directors and PDMRs and their persons closely associated as a consequence of:
· The allotment to all ordinary shareholders of 71 C Shares on 3 July 2017 for every ordinary share held;
· The redemption of C Shares for 0.1 pence each on 5 July 2017; and
· The reinvestment of the proceeds of that redemption into further ordinary shares by operation of the C Share Reinvestment Plan (the CRIP)
The CRIP purchase was completed on 7 July 2017 at an average price of £9.255883 per ordinary share.
|
No. of ordinary shares purchased by operation of the CRIP (7 July 2017) |
Ruth Cairnie |
72 |
Christopher Cholerton |
8 |
Ian Davis |
330 |
Irene Dorner |
77 |
Warren East |
194 |
Joanne Gregory |
14 |
Mark Gregory |
28 |
Anthony Heggs |
20 |
Harry Holt |
36 |
Lee Hsien Yang |
34 |
Eric Schulz |
90 |
Sir Kevin Smith |
169 |
Paul Stein |
306 |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Ruth Cairnie |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
72 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Christopher Cholerton |
2 |
Reason for the notification |
a) |
Position/status |
President - Defence Aerospace |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
8 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Ian Davis |
2 |
Reason for the notification |
a) |
Position/status |
Chairman |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
330 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Irene Dorner |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
77 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Warren East |
2 |
Reason for the notification |
a) |
Position/status |
Chief Executive Officer |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
194 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Joanne Gregory |
2 |
Reason for the notification |
a) |
Position/status |
Person Closely Associated |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
14 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Mark Gregory |
2 |
Reason for the notification |
a) |
Position/status |
General Counsel |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
28 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Anthony Heggs |
2 |
Reason for the notification |
a) |
Position/status |
Person Closely Associated |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
20 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Harry Holt |
2 |
Reason for the notification |
a) |
Position/status |
President and General Manager - Nuclear |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
36 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Lee Hsien Yang |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
34 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Eric Schulz |
2 |
Reason for the notification |
a) |
Position/status |
President - Civil Aerospace |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
90 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Sir Kevin Smith |
2 |
Reason for the notification |
a) |
Position/status |
Senior Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
169 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Paul Stein |
2 |
Reason for the notification |
a) |
Position/status |
Chief Technology Officer |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£9.255883 |
306 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
7 July 2017 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
Name of authorised official of issuer responsible for making notification CONALL DOHERTY - COMPANY SECRETARIAT ASSISTANT Tel. No. 01332 245090 Date of notification - 11 July 2017 |