Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces the following transactions by its Directors and PDMRs and their persons closely associated with them as a consequence of:
· The allotment to all ordinary shareholders of 71 C Shares on 01 July 2019, for every ordinary share held;
· The redemption of C Shares for 0.1 pence each on 04 July 2019; and
· The reinvestment of the proceeds of that redemption into further ordinary shares by operation of the C Share Reinvestment Plan (the CRIP)
The CRIP purchase was completed on 04 July 2019 at an average price of £8.715668 per ordinary share.
|
No. of Ordinary shares purchased by the CRIP (04 July 2019 ) |
Thomas Bell |
1075 |
Ruth Cairnie |
121 |
Anthony Heggs
(connected person Ruth Cairnie) |
21 |
Sir Frank Chapman |
43 |
Christopher Cholerton |
297 |
Stephen Daintith |
968 |
Ian Davis |
501 |
Irene Dorner |
84 |
Warren East |
1376 |
Beverly Goulet |
34 |
Mark Gregory |
209 |
Joanne Gregory
(connected person Mark Gregory) |
15 |
Harry Holt |
406 |
Lee Hsien Yang |
59 |
Andreas Schell |
709 |
Sir Kevin Smith |
215 |
Paul Stein |
445 |
Ben Story |
14 |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Thomas Bell |
2 |
Reason for the notification |
a) |
Position/status |
President - Defence and President & CEO of Rolls-Royce North America |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
1075 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Ruth Cairnie |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
121 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Anthony Heggs |
2 |
Reason for the notification |
a) |
Position/status |
Person Closely Associated (Ruth Cairnie) |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
21 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Sir Frank Chapman |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
43 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Christopher Cholerton |
2 |
Reason for the notification |
a) |
Position/status |
President - Civil Aerospace |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
297 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Stephen Daintith |
2 |
Reason for the notification |
a) |
Position/status |
Chief Financial Officer |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
968 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Ian Davis |
2 |
Reason for the notification |
a) |
Position/status |
Chairman |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
501 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Irene Dorner |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
84 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Warren East |
2 |
Reason for the notification |
a) |
Position/status |
Chief Executive Officer |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
1376 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Beverly Goulet |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
34 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Mark Gregory |
2 |
Reason for the notification |
a) |
Position/status |
General Counsel |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
209 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Joanne Gregory |
2 |
Reason for the notification |
a) |
Position/status |
Person Closely Associated (Mark Gregory) |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
15 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Harry Holt |
2 |
Reason for the notification |
a) |
Position/status |
Chief People Officer |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
406 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Lee Hsien Yang |
2 |
Reason for the notification |
a) |
Position/status |
Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
59 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Andreas Schell |
2 |
Reason for the notification |
a) |
Position/status |
CEO - RRPS |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
709 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Sir Kevin Smith |
2 |
Reason for the notification |
a) |
Position/status |
Senior Non-executive Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
215 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Paul Stein |
2 |
Reason for the notification |
a) |
Position/status |
Chief Technology Officer |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
445 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Ben Story |
2 |
Reason for the notification |
a) |
Position/status |
Strategic Marketing Director |
b) |
Initial notification /Amendment |
Initial notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
Rolls-Royce Holdings plc |
b) |
LEI |
213800EC7997ZBLZJH69 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 20p each GB00B63H8491 |
b) |
Nature of the transaction |
C Share Reinvestment Plan (standing instruction) |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£8.715668 |
14 |
|
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
04 July 2019 |
f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
Name of authorised official of issuer responsible for making notification Georgios Chatzopoulos ACIS - Senior Corporate Governance Assistant Telephone: 01332 245464 Email: Georgios.Chatzopoulos@Rolls-Royce.com Date of notification - 08 July 2019 |