RNS Number : 5341H
Serco Group PLC
18 August 2016
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

Serco Group plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation: iii

JPMorgan Chase & Co.

4. Full name of shareholder(s)
 (if different from 3.):iv

J.P. Morgan Securities Plc

 

5. Date of the transaction and date on
which the threshold is crossed or
reached: v

15 August 2016

6. Date on which issuer notified:

17 August 2016

7. Threshold(s) that is/are crossed or
reached: vi, vii

Voting rights attached to shares crossed 4% downwards


 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0007973794

44,810,314

44,810,314



42,612,308


3.88%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date xiii

Exercise/
Conversion Period xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Right to Recall



741,671

0.07%


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Cash-settled Equity Swap




16,677,020

Nominal

Delta


1.52%


Total (A+B+C)

Number of voting rights

Percentage of voting rights

60,030,999

5.47%


 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

Total disclosable holding for JPMorgan Chase & Co.: 60,030,999 (5.47%)

Direct: J.P. Morgan Securities Plc: 42,612,308 (3.88%) Shares; 741,671 (0.07%) Qualifying Financial Instruments; 16,677,020 (1.52%) Financial Instruments with similar economic effect to Qualifying Financial Instruments.

 

Chain of control:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Inc. (100%)

Bank One International Holdings Corporation (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Chase (UK) Holdings Limited (99.99%)

J.P. Morgan Chase International Holdings (100%)

J.P. Morgan Securities plc (99.41%)


Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A



13. Additional information:

Table 8A) Includes stock borrows of 1,237,164 (0.11%)

14. Contact name:

Sarah Woodall

15. Contact telephone number:

01256 745325

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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