RNS Number : 0843H
Spirax-Sarco Engineering PLC
05 June 2017
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
NICHOLAS JOHN ANDERSON |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
NICHOLAS JOHN ANDERSON |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 15,068 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ANDERSON ARE 43,939 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
KEVIN JAMES BOYD |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
KEVIN JAMES BOYD |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 8,181 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR BOYD ARE 17,599 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
NEIL HARVEY DAWS |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
NEIL HARVEY DAWS |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 7,420 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DAWS ARE 24,465 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
JAMES LAWRENCE WHALEN |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
JAMES LAWRENCE WHALEN |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 7,420 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR WHALEN ARE 23,137 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
SUAY WAH LEE |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
SUAY WAH LEE |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 6,302 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR LEE ARE 14,189 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
SHELDON BANKS |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
SHELDON BANKS |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 5,065 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR BANKS ARE 16,643 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
MAURIZIO PREZIOSA |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
MAURIZIO PREZIOSA |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 5,065 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR PREZIOSA ARE 8,265 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
IAN FARNWORTH |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
IAN FARNWORTH |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR FARNWORTH ARE 7,850 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
ANDREW JOHN ROBSON |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
ANDREW JOHN ROBSON |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ROBSON ARE 7,850 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
BYRON JEFFREY THOMAS |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
BYRON JEFFREY THOMAS |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR THOMAS ARE 7,850 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
ASHOK D'SA |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
ASHOK D'SA |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR D'SA ARE 7,850 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
JAMES DEVINE |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
JAMES DEVINE |
|
GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN |
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
26TH MAY 2017 |
|
The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
NIL |
|
2612/13p ORDINARY SHARES |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
NIL |
|
SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DEVINE ARE 5,050 |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 5/6/2017 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
NICHOLAS JOHN ANDERSON |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
NICHOLAS JOHN ANDERSON |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
5 |
|
0.000007 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
20,192, 0.0274% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
NEIL HARVEY DAWS |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
NEIL HARVEY DAWS |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
21 |
|
0.000029 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
25,919, 0.0352% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
ANDREW JOHN ROBSON |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
ANDREW JOHN ROBSON |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
4 |
|
0.000005 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
1,055, 0.0014% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
BYRON THOMAS |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
BYRON THOMAS |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
12 |
|
0.000016 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
2,513, 0.0034% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
IAN FARNWORTH |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
IAN FARNWORTH |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
2 |
|
0.000003 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
941, 0.0013% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
SHELDON BANKS |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
SHELDON BANKS |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
2 |
|
0.000003 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
645, 0.0009% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
|
SPIRAX-SARCO ENGINEERING PLC |
|
(i) a transaction notified in accordance with DTR 3.1.2 R, |
3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
|
ASHOK D'SA |
|
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
|
HOLDING |
|
2612/13p ORDINARY SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. |
State the nature of the transaction |
|
ASHOK D'SA |
|
EMPLOYEE SHARE OWNERSHIP PLAN-DIVIDEND SHARES |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
1 |
|
0.000001 |
11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
N/A |
|
N/A |
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
5275.0p |
|
26/05/2017 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) |
16. |
Date issuer informed of transaction |
|
107, 0.0001% |
|
01/06/2017 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
|
|
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification Date of notification: 05/06/2017_________________________________ |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHLIFSVRDIVIID