NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Foxtons Group Plc GB00BCKFY513 |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Details of person subject to the notification obligation |
Name |
UBS Investment Bank UBS Group AG |
City and country of registered office (if applicable) |
Zürich Switzerland |
4. Full name of shareholder(s) (if different from 3.) |
Name |
UBS AG London Branch |
City and country of registered office (if applicable) |
London, United Kingdom |
5. Date on which the threshold was crossed or reached: |
29 January 2019 |
6. Date on which issuer notified (DD/MM/YYYY): |
31 January 2019 |
7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed or reached |
5.70% |
4.63% |
10.33% |
275,104,391 |
Position of previous notification (if applicable) |
4.49% |
4.53% |
9.02% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached |
A: Voting rights attached to shares |
Class/type of
shares ISIN code (if possible) |
Number of voting rights |
% of voting rights |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB00BCKFY513 |
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15,683,429 |
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5.70% |
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SUBTOTAL 8. A |
15,683,429 |
5.70% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration
date |
Exercise/
Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
Right to recall lent shares |
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Anytime |
165,835 |
0.06% |
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SUBTOTAL 8. B 1 |
165,835 |
0.06% |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial instrument |
Expiration
date |
Exercise/
Conversion Period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
Equity Swaps |
From 12/03/2021 To 01/10/2021 |
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Cash |
12,567,559 |
4.57% |
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SUBTOTAL 8.B.2 |
12,567,559 |
4.57% |
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