RNS Number : 9410K
Melrose Industries PLC
13 April 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Bank of America Corporation

City and country of registered office (if applicable)

Wilmington, DE, United States

4. Full name of shareholder(s) (if different from 3.)v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

11th April 2018

6. Date on which issuer notified (DD/MM/YYYY):

13th April 2018

7. Total positions of person(s) subject to the notification obligation


Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

0.592%

4.957%

5.549%

1,941,200,503

Position of previous notification (if

applicable)

0.495%

5.010%

5.505%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

Indirect

Direct

Indirect

GB00BZ1G4322

0%

0.592%











SUBTOTAL 8. A

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

N/A

N/A

                                                   606,098

0.031%

 













SUBTOTAL 8. B 1

                                                   606,098

 

0.031%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Index Futures

15-Jun-2018

N/A

Cash Settled

122,906

0.006%

Exchange Traded Funds

N/A

N/A

Cash Settled

3,060

0.000%

Swaps

17-Apr-2018

N/A

Cash Settled

            360,111

0.02%

Swaps

30-Apr-2018

N/A

Cash Settled

        21,439,127

1.10%

Swaps

16-May-2018

N/A

Cash Settled

            281,660

0.01%

Swaps

07-Jun-2018

N/A

Cash Settled

              44,228

0.00%

Swaps

31-Jul-2018

N/A

Cash Settled

            307,580

0.02%

Swaps

10-Sep-2018

N/A

Cash Settled

            101,526

0.01%

Swaps

17-Sep-2018

N/A

Cash Settled

            179,009

0.01%

Swaps

29-Oct-2018

N/A

Cash Settled

        15,236,531

0.78%

Swaps

31-Oct-2018

N/A

Cash Settled

         6,073,542

0.31%

Swaps

17-Dec-2018

N/A

Cash Settled

         9,092,342

0.47%

Swaps

31-Dec-2018

N/A

Cash Settled

            794,527

0.04%

Swaps

31-Jan-2019

N/A

Cash Settled

            392,171

0.02%

Swaps

22-Feb-2019

N/A

Cash Settled

901

0.00%

Swaps

29-Mar-2019

N/A

Cash Settled

         5,733,672

0.30%

Swaps

10-Apr-2019

N/A

Cash Settled

         1,073,150

0.06%

Swaps

15-Apr-2019

N/A

Cash Settled

        

5,245,837

0.27%

Swaps

17-Apr-2019

N/A

Cash Settled

         2,325,000

0.12%

Swaps

25-Apr-2019

N/A

Cash Settled

         9,400,000

0.48%

Swaps

30-Apr-2019

N/A

Cash Settled

            163,207

0.01%

Swaps

01-May-2019

N/A

Cash Settled

         2,704,000

0.14%

Swaps

29-May-2019

N/A

Cash Settled

                1,892

0.00%

Swaps

31-May-2019

N/A

Cash Settled

              55,955

0.00%

Swaps

26-Jun-2019

N/A

Cash Settled

205

0.00%

Swaps

31-Jul-2019

N/A

Cash Settled

         1,154,250

0.06%

Swaps

30-Aug-2019

N/A

Cash Settled

              31,339

0.00%

Swaps

30-Sep-2019

N/A

Cash Settled

         9,243,151

0.48%

Swaps

31-Oct-2019

N/A

Cash Settled

            400,000

0.02%

Swaps

15-Feb-2023

N/A

Cash Settled

         3,655,766

0.19%




SUBTOTAL 8.B.2

 

95,616,645

 

4.926%

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BofAML Jersey Holdings Limited

N/A

N/A

N/A

BofAML EMEA Holdings 2 Limited

N/A

N/A

N/A

ML UK Capital Holdings Limited

N/A

N/A

N/A

Merrill Lynch International

N/A

4.957%

 

5.549%

 

 

 

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BAC North America Holding Company

N/A

N/A

N/A

Merrill Lynch, Pierce, Fenner & Smith Incorporated

N/A

N/A

N/A

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


 

 

 

 

11. Additional informationxvi


 

Place of completion

United Kingdom

Date of completion

13th April 2018

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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