PR Newswire
London, May 5
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Altona Rare Earths Plc | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| Other (please specify)iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Paul McKillen Kathryn McKillen |
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| City and country of registered office (if applicable) | N/A | |||||
| 4. Full name of shareholder(s) (if different from 3.)v | ||||||
| Name | N/A | |||||
| City and country of registered office (if applicable) | N/A | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 4th April 2021 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 4th May 2021 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
| Resulting situation on the date on which threshold was cross ed or reached |
6.75% | N/A | 6.75% | 19,768,598 | ||
| Position of previous notification (if applicable) |
4.70% | N/A | 4.70% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||||||
| A: Voting rights attached to shares | ||||||||
| Class/type of shares ISIN code (if possible) |
Number of voting rightsix | % of voting rights | ||||||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
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| GB00BFZNKV91 | 1,335,378 | 6.75% | ||||||
| SUBTOTAL 8. A | 1,335,378 | 6.75% | ||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights | ||||
| SUBTOTAL 8. B 1 | ||||||||
| Place of completion | United Kingdom |
| Date of completion | 4th May 2021 |
