Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer Provident Financial plc |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). This relates to (i) |
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3. |
Name of person discharging managerial responsibilities/director Peter Stuart Crook |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Not applicable |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 In respect of person named in 3 above |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 20 8/11p |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Peter Stuart Crook |
8. |
State the nature of the transaction Vesting of conditional share awards granted in March 2011 pursuant to The Provident Financial Long Term Incentive Scheme 2006 and The Provident Financial Performance Share Plan following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 241,210 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 0.173% |
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13. |
Price per share or value of transaction 147,562 shares at 1876.39p per share 93,648 shares at 1867.18p per share |
14. |
Date and place of transaction 5 March 2014 London Stock Exchange |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 148,779 unrestricted shares 0.107% 334,206 restricted shares 0.239% |
16. |
Date issuer informed of transaction 5 March 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information |
24. |
Name of contact and telephone number for queries Emma G Versluys Deputy Company Secretary Tel: 01274 351351 |
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Name of authorised official of issuer responsible for making notification: Emma G Versluys, Deputy Company Secretary Date of notification: 6 March 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer Provident Financial plc |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). This relates to (i) |
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3. |
Name of person discharging managerial responsibilities/director Andrew Charles Fisher |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Not applicable |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 In respect of person named in 3 above |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 20 8/11p |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Andrew Charles Fisher |
8. |
State the nature of the transaction Vesting of conditional share awards granted in March 2011 pursuant to The Provident Financial Long Term Incentive Scheme 2006 and The Provident Financial Performance Share Plan following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 159,684 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 0.114% |
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13. |
Price per share or value of transaction 105,402 shares at 1876.39p per share 54,282 shares at 1867.18p per share |
14. |
Date and place of transaction 5 March 2014 London Stock Exchange |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 89,909 unrestricted shares 0.064% 224,050 restricted shares 0.160% |
16. |
Date issuer informed of transaction 5 March 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information |
24. |
Name of contact and telephone number for queries Emma G Versluys Deputy Company Secretary Tel: 01274 351351 |
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Name of authorised official of issuer responsible for making notification: Emma G Versluys, Deputy Company Secretary Date of notification: 6 March 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer Provident Financial plc |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). This relates to (i) |
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3. |
Name of person discharging managerial responsibilities/director Kenneth John Mullen |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Not applicable |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 In respect of person named in 3 above |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 20 8/11p |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Kenneth John Mullen |
8. |
State the nature of the transaction Vesting of conditional share awards granted in March 2011 pursuant to The Provident Financial Long Term Incentive Scheme 2006 and The Provident Financial Performance Share Plan following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 15,959 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 0.011% |
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13. |
Price per share or value of transaction 9,707 shares at 1876.39p per share 6,252 shares at 1867.18p per share |
14. |
Date and place of transaction 5 March 2014 London Stock Exchange |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 16,359 unrestricted shares 0.012% 34,703 restricted shares 0.025% |
16. |
Date issuer informed of transaction 5 March 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries Emma G Versluys Deputy Company Secretary Tel: 01274 351351 |
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|
|
Name of authorised official of issuer responsible for making notification: Emma G Versluys, Deputy Company Secretary Date of notification: 6 March 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer Provident Financial plc |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). This relates to (i) |
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3. |
Name of person discharging managerial responsibilities/director Michael Carlo Lenora |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Not applicable |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 In respect of person named in 3 above |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 20 8/11p |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Michael Carlo Lenora |
8. |
State the nature of the transaction Vesting of conditional share awards granted in March 2011 pursuant to The Provident Financial Long Term Incentive Scheme 2006 and The Provident Financial Performance Share Plan following achievement of the relevant three-year performance targets in full, and subsequent sale of shares |
|
|
|
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 49,425 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 0.035% |
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13. |
Price per share or value of transaction 31,851 shares at 1876.39p per share 17,574 shares at 1867.18p per share |
14. |
Date and place of transaction 5 March 2014 London Stock Exchange |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 109,489 unrestricted shares 0.078% 137,296 restricted shares 0.098% |
16. |
Date issuer informed of transaction 5 March 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries Emma G Versluys Deputy Company Secretary Tel: 01274 351351 |
|
|
|
|
Name of authorised official of issuer responsible for making notification: Emma G Versluys, Deputy Company Secretary Date of notification: 6 March 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer Provident Financial plc |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). This relates to (i) |
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3. |
Name of person discharging managerial responsibilities/director David Merrett |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Not applicable |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 In respect of person named in 3 above |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 20 8/11p |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them David Merrett |
8. |
State the nature of the transaction Vesting of conditional share award granted in March 2011 pursuant to The Provident Financial Long Term Incentive Scheme 2006 following achievement of the relevant three-year performance target in full, and subsequent sale of shares |
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|
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 14,053 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 0.010% |
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13. |
Price per share or value of transaction 14,053 shares at 1876.39p per share |
14. |
Date and place of transaction 5 March 2014 London Stock Exchange |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 4,373 unrestricted shares 0.003% 19,468 restricted shares 0.014% |
16. |
Date issuer informed of transaction 5 March 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries Emma G Versluys Deputy Company Secretary Tel: 01274 351351 |
|
|
|
|
Name of authorised official of issuer responsible for making notification: Emma G Versluys, Deputy Company Secretary Date of notification: 6 March 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |