RNS Number : 7006G
Sequoia Economic Infra Inc Fd Ld
05 March 2015
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

Sequoia Economic Infrastructure Income Fund NPV (BV54HY6)

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights:

      

Other (please specify):


    

3. Full name of person(s) subject to the
notification obligation: iii

Smith and Williamson Holdings Limited

4. Full name of shareholder(s)
 (if different from 3.):iv

As detailed in Section 9.

5. Date of the transaction and date on
which the threshold is crossed or
reached: v

03/03/2015

6. Date on which issuer notified:

05/03/2015

7. Threshold(s) that is/are crossed or
reached: vi, vii

5%


 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GG00BV54HY67

0

0



8,055,617


5.37%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date xiii

Exercise/
Conversion Period xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

8,055,617

5.37%


 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

Royal Bank of Scotland as custodian for Smith & Williamson Fund Administration Ltd, a subsidiary of Smith & Williamson Investment Services Ltd, a subsidiary of Smith & Williamson Holdings Ltd - 1,106,491 shares

 

BNP Paribas Security Services as custodian for Smith & Williamson Investment Management (Ireland) Limited, a subsidiary of Smith & Williamson Holding Limited - 301,085 shares

 

Smith & Williamson Nominees Ltd, a subsidiary of Smith & Williamson Investment Services Ltd, a subsidiary of Smith & Williamson Holdings Ltd - 6,416,582 shares

 

BNP Paribas as custodian for Smith & Williamson Investment Services Limited, a subsidiary of Smith & Williamson Holdings Limited - 231,459 shares


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:




13. Additional information:


14. Contact name:


15. Contact telephone number:


 

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Smith and Williamson Holdings Limited

Contact address

(registered office for legal entities)

 

25 Moorgate, London, EC2R 6AY

Phone number & email

 

0044207 131 4384

Kevin.murphy@smith.williamson.co.uk

Other useful information

(at least legal representative for legal persons)

 

Kevin Murphy

Senior Compliance Officer

Smith and Williamson Holdings Limited



B: Identity of the notifier, if applicable

Full name

 


Contact address

 


Phone number & email

 


Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


For notes on how to complete form TR-1 please see the FSA website.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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