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Subject:

Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Details of issuer

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Name:

Siemens Energy AG

Street, Street number:

Otto-Hahn-Ring 6

Postal code, city:

81739 Munich

Legal Entity Identifier (LEI):

5299005CHJZ14D4FDJ62


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Reason for notification:

Acquisition/​disposal of instruments

Details of person subject to the notification obligation:

The Goldman Sachs Group, Inc.
Wilmington, DE
United States of America (USA)

Name(s) of shareholder(s):

Date on which threshold was crossed or reached:

2023-11-14


Total positions

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% of voting rights attached to shares
(total of details on total
positions a.)

% of voting rights through instruments
(total of details on total
positions b.1. + b.2.)

Total of both in %
(details on total
positions a. + b.)

Total number of
voting rights
pursuant to
Sec. 41 WpHG

New

0.11 %

4.95 %

5.06 %

799309712

Previous notification

0.12 %

4.58 %

4.70 %

 


Details on total positions


a. Voting rights attached to shares (Sec. 33, 34 WpHG)

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ISIN

Absolute

In %

Direct (Sec. 33 WpHG)

Indirect (Sec. 34 WpHG)

Direct (Sec. 33 WpHG)

Indirect (Sec. 34 WpHG)

DE000ENER6Y0

0

745855

0 %

0.09 %

US82621A1043

0

137459

0 %

0.02 %

Total

883314

0.11 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

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Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right To Recall

Open

 

13472439

1.69 %

Right Of Use

Open

 

9139075

1.14 %

Call Option

19.12.2025

 

810000

0.10 %

Call Warrant

05.11.2029

 

104232

0.01 %

Convertible Bond

14.09.2025

 

3062774

0.38 %

Swap

05.11.2029

 

104756

0.01 %

Total

26693276

3.34 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

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Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Call Option

08.12.2023

 

Cash

103

0.00001 %

Swap

14.11.2033

 

Cash

10766331

1.35 %

Call Warrant

31.12.2030

 

Cash

774147

0.10 %

Put Option

20.12.2024

 

Physical

1320400

0.17 %

Total

12860981

1.61 %


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Information in relation to the person subject to the notification obligation:

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name

% of voting rights
(if at least
3% or more)

% of voting rights through
instruments (if at least
5% or more)

Total of both (if at
least 5% or more)

The Goldman Sachs Group, Inc.

%

%

%

GSAM Holdings LLC

%

%

%

Goldman Sachs Asset Management, L.P.

%

%

%

-

%

%

%

The Goldman Sachs Group, Inc.

%

%

%

GSAM Holdings LLC

%

%

%

Goldman Sachs Asset Management Holdings LLC

%

%

%

Goldman Sachs Asset Management UK Holdings I Ltd

%

%

%

Goldman Sachs Asset Management UK Holdings II Ltd

%

%

%

Goldman Sachs Asset Management Holdings I B.V. /​ Goldman Sachs Asset Management Holdings II B.V.

%

%

%

Goldman Sachs Asset Management Holdings B.V.

%

%

%

-

%

%

%

The Goldman Sachs Group, Inc.

%

%

%

Goldman, Sachs & Co. Wertpapier GmbH

%

%

%

-

%

%

%

The Goldman Sachs Group, Inc.

%

%

%

Goldman Sachs (UK) L.L.C.

%

%

%

Goldman Sachs Group UK Limited

%

%

%

Goldman Sachs International Bank

%

%

%

-

%

%

%

The Goldman Sachs Group, Inc.

%

%

%

Goldman Sachs Bank USA

%

%

%

Goldman Sachs Bank Europe SE

%

%

%

-

%

%

%

The Goldman Sachs Group, Inc.

%

%

%

Goldman Sachs & Co. LLC

%

%

%

-

%

%

%

The Goldman Sachs Group, Inc.

%

%

%

Goldman Sachs (UK) L.L.C.

%

%

%

Goldman Sachs Group UK Limited

%

%

%

Goldman Sachs International

%

%

%


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In case of proxy voting according to Sec. 34 (3) WpHG:

Date of general meeting:  


Total positions after general meeting

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% of voting rights attached to shares

% of voting rights through instruments

Total of both

%

%

%


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Other useful information:

 


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Date:

2023-11-17


Information about mandatory publication:

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Obligatory publication in/​about:

EQS Group AG, veröffentlicht über Thomson Reuters, Bloomberg und vwd

Obligatory publication on:

18.11.2023

Language of the document:

English