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Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
22.08.2024 / 10:45 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Siemens Energy AG
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Street:
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Otto-Hahn-Ring 6
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Postal code:
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81739
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City:
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Munich
Germany
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Legal Entity Identifier (LEI):
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5299005CHJZ14D4FDJ62
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
voluntary group notification with triggered threshold on subsidiary level
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3. Details of person subject to the notification obligation
Legal entity:
JPMorgan Chase & Co.
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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2.08 %
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4.38 %
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6.46 %
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799309712
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Previous notification
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1.77 %
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4.35 %
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6.12 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000ENER6Y0
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0
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16624432
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0.00 %
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2.08 %
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Total
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16624432
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2.08 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Internal right to recall shares lent out
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n/a
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n/a
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3153231
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0.39 %
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Total
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3153231
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0.39 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Convertible bonds
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14/09/2025
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14/09/2025
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Physical
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9592167
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1.20 %
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Third Party convertible bonds – right of use held
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14/09/2025
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14/09/2025
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Physical
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9965557
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1.25 %
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Equity Swap
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03/09/2024 – 22/09/2032
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03/09/2024 – 22/09/2032
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Cash
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11042578
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1.38 %
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Physically Settled Put Option
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20/09/2024
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20/09/2024
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Physical
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1000000
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0.13 %
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Cash-settled Call Options
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20/09/2024 – 02/01/2099
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20/09/2024 – 02/01/2099
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Cash
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219553
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0.03 %
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Total
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31819855
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3.98 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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JPMorgan Chase & Co.
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%
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%
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%
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JPMorgan Chase Bank, National Association
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%
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%
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%
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J.P. Morgan International Finance Limited
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%
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%
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%
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J.P. Morgan Capital Holdings Limited
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%
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%
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%
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J.P. Morgan Securities plc
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%
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%
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5.34 %
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–
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%
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%
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%
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JPMorgan Chase & Co.
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%
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%
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%
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JPMorgan Chase Holdings LLC
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%
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%
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%
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J.P. Morgan Broker-Dealer Holdings Inc.
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%
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%
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%
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J.P. Morgan Securities LLC
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%
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%
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%
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–
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%
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%
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%
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JPMorgan Chase & Co.
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%
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%
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%
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JPMorgan Chase Bank, National Association
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%
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%
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%
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J.P. Morgan International Finance Limited
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%
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%
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%
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J.P. Morgan Structured Products B.V.
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
22.08.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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