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Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
27.08.2024 / 15:47 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Siemens Energy AG
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Street:
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Otto-Hahn-Ring 6
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Postal code:
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81739
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City:
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Munich
Germany
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Legal Entity Identifier (LEI):
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5299005CHJZ14D4FDJ62
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
voluntary group notification with triggered threshold on subsidiary level
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3. Details of person subject to the notification obligation
Legal entity:
Morgan Stanley
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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4.29 %
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2.23 %
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6.52 %
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799309712
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Previous notification
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4.45 %
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1.53 %
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5.98 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000ENER6Y0
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0
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34303484
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0 %
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4.29 %
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Total
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34303484
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4.29 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Equity Call Option
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From 20.09.2024 to 17.12.2027
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at any time
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4381745
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0.55 %
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Right of recall over securities lending agreements
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at any time
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at any time
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1325168
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0.17 %
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Compound Option
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30.04.2027
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at any time
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74399
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0.01 %
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Total
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5781312
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0.72 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Equity Put Option
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From 20.09.2024 to 18.12.2026
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at any time
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Physical
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525200
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0.07 %
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Retail Structured Product
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From 25.11.2072 to 02.08.2074
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at any time
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Cash
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3497
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0 %
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Equity Swap
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From 16.10.2024 to 14.07.2027
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at any time
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Cash
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11503570
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1.44 %
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Compound Option
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From 21.07.2025 to 14.05.2029
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at any time
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Cash
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20540
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0 %
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Total
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12052807
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1.51 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, LLC
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%
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%
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%
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Morgan Stanley Capital Services LLC
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%
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%
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%
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–
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%
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%
|
%
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Morgan Stanley
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%
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%
|
%
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Morgan Stanley Capital Management, LLC
|
%
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%
|
%
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Morgan Stanley & Co. LLC
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%
|
%
|
%
|
|
–
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%
|
%
|
%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley International Limited
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%
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%
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%
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Morgan Stanley Investments (UK)
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%
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%
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%
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Morgan Stanley & Co. International plc
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%
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%
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%
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–
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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Prime Dealer Services Corp.
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%
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%
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%
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–
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley B.V.
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%
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%
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%
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|
–
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Smith Barney LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
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The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. LLC has a right of use in addition to an acquisition of shares with voting rights
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Date
27.08.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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