Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Los Angeles, CA USA, 21.12.2020
Overview
Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer:
DO & CO Aktiengesellschaft
2. Reason for the notification:
Acquisition or disposal of voting rights
3. Person subject to notification obligation
Name:
The Capital Group Companies, Inc.
City:
Los Angeles, CA
Country:
United States
4. Name of shareholder(s):
SMALLCAP World Fund, Inc.
5. Date on which the threshold was crossed or reached:
18.12.2020
6. Total positions
|
|
% of voting rights attached to
shares
(7.A)
|
% of voting rights through
financial/other instruments
(7.B.1 + 7.B.2)
|
Total
of both in % (7.A + 7.B)
|
Total number
of voting rights of
issuer
|
|
Resulting situation on the date on which threshold was crossed / reached
|
3,83 %
|
0,28 %
|
4,11 %
|
9 744 000
|
|
Position of previous notification (if applicable)
|
0,00 %
|
0,00 %
|
0,00 %
|
|
Details
7. Notified details of the resulting situation:
|
A: Voting rights attached to shares
|
ISIN Code
|
Number of voting rights
|
% of voting rights
|
Direct
(Sec 130 BörseG 2018)
|
Indirect
(Sec 133 BörseG 2018)
|
Direct
(Sec 130 BörseG 2018)
|
Indirect
(Sec 133 BörseG
2018)
|
|
AT0000818802
|
0
|
373 161
|
0,00 %
|
3,83 %
|
|
SUBTOTAL A
|
373 161
|
3,83 %
|
|
B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
|
Type of instrument
|
Expiration Date
|
Exercise Period
|
Number of voting
rights that may be
acquired if the
instrument is exercised
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
SUBTOTAL B.1
|
|
|
|
B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
|
|
Type of instrument
|
Expiration Date
|
Exercise Period
|
Physical /
Cash Settlement
|
Number of
voting rights
|
% of voting rights
|
|
Rights to recall lent shares of Common Stock
|
N/A
|
N/A
|
Physisch
|
27 482
|
0,28 %
|
|
|
|
|
SUBTOTAL B.2
|
27 482
|
0,28 %
|
8. Information in relation to the person subject to the notification obligation:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
|
No.
|
Name
|
Directly
controlled by No.
|
Shares
held
directly
(%)
|
Financial/other instruments
held
directly
(%)
|
Total
of both (%)
|
|
1
|
The Capital Group Companies, Inc.
|
|
|
|
|
|
2
|
Capital Research and Management Company
|
1
|
|
|
|
|
|
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: –
Voting rights after general meeting: – is equivalent to – voting rights.
10. Sonstige Kommentare:
The Capital Group Companies, Inc. (¿CGC¿) is the parent company of Capital Research
and Management Company (¿CRMC¿) and Capital Bank & Trust Company (¿CB&T¿).
CRMC is a U.S.-based investment management company that serves as investment
manager to the American Funds family of mutual funds, other pooled investment vehicles,
as well as individual and institutional clients. CRMC and its investment manager affiliates
manage equity assets for various investment companies through three divisions, Capital
Research Global Investors, Capital International Investors and Capital World Investors.
CRMC is the parent company of Capital Group International, Inc. (¿CGII¿), which in turn
is the parent company of four investment management companies (¿CGII management
companies¿): Capital International, Inc., Capital International Limited, Capital International
Sàrl and Capital International K.K. CGII management companies and CB&T primarily
serve as investment managers to institutional and high net worth clients. CB&T is a U.S.-
based investment management company that is a registered investment adviser and an
affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of the Issuer for its own account. Rather,
the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies
described above.
SMALLCAP World Fund, Inc. is a mutual fund registered in the United States under the
Investment Company Act of 1940. SMALLCAP World Fund, Inc. is the legal owner of
shares in DO & CO AG.
As of 18 December 2020, SCWF held 400,643 shares (4,11%). SCWF is the direct owner
of the shares disclosed as of 21 December 2020. As investment adviser to SCWF shares
managed by CRMC (and disclosed by CGC as the parent company of CRMC) as of 21
December 2020 were 400,643 shares (4,11%).
Los Angeles, CA USA am 21.12.2020