Voting Rights Announcements | 18 January 2017 17:25
IMMOFINANZ AG
18.01.2017 / 17:25
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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IMMOFINANZ AG: Change in stake of voting rights of Och-Ziff Capital
Management Group LLC
Och-Ziff Capital Management Group LLC notified on 17 January 2017 pursuant
to section 91 et seq. Austrian Stock Exchange Act that Och-Ziff Capital
Management Group LLC and its controlled undertakings crossed a reporting
threshold on 13 January 2017 and have a relevant interest in 6.78% of the
voting rights of IMMOFINANZ AG.
The relevant interest of Och-Ziff Capital Management Group LLC* is shown
below:
Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 1 BörseG:
Type of instrument: IIAAV 2 01/24/24 Corp (physical [ISIN: XS1551932046])
Expiration date: N/A
Exercise period: 06.03.2017 - 10.01.2024
Number of voting rights that may be acquired if the instrument is
exercised: 501,400
% of voting rights: 0.05%
Type of instrument: IIAAV 4 ¿ 03/08/18 Corp (physical [ISIN: XS0592528870])
Expiration date: N/A
Exercise period: 03.10.2011 - 26.02.2018
Number of voting rights that may be acquired if the instrument is
exercised: 39,415,480
% of voting rights: 4.04%
Sum Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 1
BörseG:
Number of voting rights that may be acquired if the instrument is
exercised: 39,916,880
% of voting rights: 4.09%
Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 3 BörseG:
Type of instrument: IIAAV 2 01/24/24 Corp (swap [ISIN: XS1551932046])
Expiration date: 31.12.2018
Exercise period: 06.03.2017 - 10.01.2024
Physical / Cash Settlement: Cash
Number of voting rights: 11,615,760
% of voting rights: 1.19%
Type of instrument: IIA AV (swap [ISIN: AT0000809058])
Expiration date: 15.03.2018
Exercise period: N/A
Physical / Cash Settlement: Cash
Number of voting rights: 25,000
% of voting rights: 0.00%
Type of instrument: IIA AV (pay-to-hold [ISIN: AT0000809058])
Expiration date: Open ended. Either party can end agreement with one day
notice.
Exercise period: N/A
Physical / Cash Settlement: Cash
Number of voting rights: 14,650,000
% of voting rights: 1.50%
Sum Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 3
BörseG:
Number of voting rights that may be acquired if the instrument is
exercised: 26,290,760
% of voting rights: 2.69%
* The full chain of controlled undertakings through which the voting rights
and/or the financial/other instruments are effectively held starting with
the ultimate controlling natural person or legal entity is shown below:
1. Och-Ziff Capital Management Group LLC
Shares held directly (%): none
Financial/other instruments held directly (%): none
Total of both (%): none
2. Och-Ziff Holding Corporation (directly controlled by No. 1)
Shares held directly (%): none
Financial/other instruments held directly (%): none
Total of both (%): none
3. OZ Management LP (directly controlled by No. 2)
Shares held directly (%): none
Financial/other instruments held directly (%): none
Total of both (%): none
4. OZ Management II LP (directly controlled by No. 3)
Shares held directly (%): none
Financial/other instruments held directly (%): none
Total of both (%): none
5. OZ Special Funding (OZMD), L.P. (directly controlled by No. 3)
Shares held directly (%): none
Financial/other instruments held directly (%): 5.72
Total of both (%): 5.72
6. OZEA, L.P. (directly controlled by No. 4)
Shares held directly (%): none
Financial/other instruments held directly (%): 0.06
Total of both (%): 0.06
7. OZEA Holdings, L.P. (directly controlled by No. 4)
Shares held directly (%): none
Financial/other instruments held directly (%): 0.23
Total of both (%): 0.23
8. OZ Europe Master Fund, Ltd. (directly controlled by No. 3)
Shares held directly (%): none
Financial/other instruments held directly (%): 0.71
Total of both (%): 0.71
9. Merrill Lynch Investments Solutions ¿ Och-Ziff European Multi Strategy
UCITS Fund (directly controlled by No. 3)
Shares held directly (%): none
Financial/other instruments held directly (%): 0.07
Total of both (%): 0.07
Daniel S. Och is the Chief Executive Officer, Chairman and an Executive
Managing Director of Och-Ziff Capital Management Group LLC ('OZM') and has
the power through shareholdings and other proxy arrangements to direct in
excess of 50% of the aggregate voting rights of all shares issued by OZM.
As such, for purposes of this notification, he may be deemed to control
such entity and, therefore, may be deemed to be the ultimate controller of
the holdings reported in this notification.
For additional information please contact:
Bettina Schragl
Head of Corporate Communications and Investor Relations
IMMOFINANZ Group
T +43 (0)1 88 090 2290
M +43 (0)699 1685 7290
communications@immofinanz.com
investor@immofinanz.com
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18.01.2017 The DGAP Distribution Services include Regulatory Announcements,
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Language: English
Company: IMMOFINANZ AG
Wienerbergstraße 11
1100 Wien
Austria
Internet: http://www.immofinanz.com
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