Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
United Kingdom, 15.2.2022
Overview
1. Issuer:
IMMOFINANZ AG
2. Reason for the notification:
Acquisition or disposal of voting rights
3. Person subject to notification obligation
Name:
Bank of America Corporation
City:
Wilmington, DE
Country:
United States of America
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached:
11.2.2022
6. Total positions
|
|
% of voting rights attached to
shares
(7.A)
|
% of voting rights through
financial/other instruments
(7.B.1 + 7.B.2)
|
Total
of both in % (7.A + 7.B)
|
Total number
of voting rights of
issuer
|
|
Resulting situation on the date on which threshold was crossed / reached
|
0,52 %
|
3,40 %
|
3,92 %
|
138 257 760
|
|
Position of previous notification (if applicable)
|
1,04 %
|
3,19 %
|
4,24 %
|
|
Details
7. Notified details of the resulting situation:
|
A: Voting rights attached to shares
|
ISIN Code
|
Number of voting rights
|
% of voting rights
|
Direct
(Sec 130 BörseG 2018)
|
Indirect
(Sec 133 BörseG 2018)
|
Direct
(Sec 130 BörseG 2018)
|
Indirect
(Sec 133 BörseG
2018)
|
|
AT0000A21KS2
|
|
724 204
|
|
0,52 %
|
|
SUBTOTAL A
|
724 204
|
0,52 %
|
|
B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
|
Type of instrument
|
Expiration Date
|
Exercise Period
|
Number of voting
rights that may be
acquired if the
instrument is exercised
|
% of voting rights
|
|
Rights of Use
|
N/A
|
N/A
|
4 605 490
|
3,33 %
|
|
Right to Recall
|
N/A
|
N/A
|
7 000
|
0,01 %
|
|
Call Option
|
17/06/2022
|
N/A
|
35 000
|
0,03 %
|
|
|
|
SUBTOTAL B.1
|
4 647 490
|
3,36 %
|
|
B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
|
|
Type of instrument
|
Expiration Date
|
Exercise Period
|
Physical /
Cash Settlement
|
Number of
voting rights
|
% of voting rights
|
|
Swap
|
08/06/2023
|
N/A
|
Cash
|
50 000
|
0,04 %
|
|
|
|
|
SUBTOTAL B.2
|
50 000
|
0,04 %
|
8. Information in relation to the person subject to the notification obligation:
x Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
|
No.
|
Name
|
Directly
controlled by No.
|
Shares
held
directly
(%)
|
Financial/other instruments
held
directly
(%)
|
Total
of both (%)
|
|
1
|
Bank of America Corporation
|
|
|
|
|
|
2
|
NB Holdings Corporation
|
1
|
|
|
|
|
3
|
BofAML Jersey Holdings Limited
|
2
|
|
|
|
|
4
|
BofAML EMEA Holdings 2 Limited
|
3
|
|
|
|
|
5
|
ML UK Capital Holdings Limited
|
4
|
|
|
|
|
6
|
Merrill Lynch International
|
5
|
|
|
|
|
7
|
BofA Securities Inc
|
2
|
|
|
|
|
|
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: –
Voting rights after general meeting: – is equivalent to – voting rights.
10. Sonstige Kommentare:
–
United Kingdom am 15.2.2022