RNS Number : 5662G
Regency Mines PLC
04 March 2015
 



REGENCY MINES PLC

("Regency" or the "Company")

HOLDINGS IN COMPANY

4 March 2015

 

Regency Mines plc, the mining exploration and mineral investment company with interests in nickel and other minerals in Australia, Papua New Guinea and Sudan, has been notified of the following shareholding in the Company:

 

 

1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached:

Regency Mines plc

2. Reason for the notification (please tick the appropriate box or boxes):

 

An acquisition or disposal of voting rights

ü

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights

 

 

Other (please specify):


3. Full name of person(s) subject to the

notification obligation:

Yorkville Advisors Global, LLC

Yorkville Advisors Global, LP

YA Global Master SPV, Ltd

4. Full name of shareholder(s)
(if different from 3.):

Jarvis Investment Management Ltd (Registered Holder)

5. Date of the transaction and date on
which the threshold is crossed or

   reached:

March 3, 2015

6. Date on which issuer notified:

March 3, 2015

7. Threshold(s) that is/are crossed or

reached:

3%

 

 

  8. Notified details:

A: Voting rights attached to shares

Class/type

of shares

 

if possible using the ISIN CODE

 

Situation previous
to the triggering

transaction

Resulting situation after the triggering transaction

Number of Shares

Number

of Voting Rights

Number of shares

Number of voting rights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

Ordinary Shares

65,110,000

65,110,000

52,610,000

52,610,000


2.94%


 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial

instrument

 

Expiration date

 

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights






 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial

instrument

 

Exercise price

 

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights






Nominal

Delta



 

Total (A+B+C)

Number of voting rights

% of voting rights

52,610,000

2.94%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd  






Proxy Voting:

 

10.   Name of the proxy holder:


11.   Number of voting rights proxy holder

will cease to hold:


12.   Date on which proxy holder will cease to

hold voting rights:


 

13. Additional Information:


Troy J. Rillo

001.908.906.5127

 

 

 

For further information, please contact:

                                                                                   

Andrew Bell 0207 747 9960 or 0776 647 4849    

Chairman Regency Mines Plc

Roland Cornish/Rosalind Hill Abrahams 0207 628 3396

 

NOMAD Beaumont Cornish Limited

 

Jason Robertson 0129 351 7744

Broker Dowgate Capital Stockbrokers Ltd.

 

Christian Pickel 0203 128 8208 

Media Relations MHP Communications



 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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