UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): November 5, 2020 (November 5, 2020)
                                                                                                                                                             

ARCONIC CORPORATION
(Exact name of registrant as specified in its charter)

Delaware
001-39162
84-2745636
(State or other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
 
Identification No.)

201 Isabella Street, Suite 400
Pittsburgh, Pennsylvania

15212
(Address of Principal Executive Offices)
(Zip Code)

412-992-2500
(Registrant’s telephone number, including area code)
 
(Former Name or Former Address, if Changed Since Last Report)
                                                                                                                                                            
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.01 per share
ARNC
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 
Emerging growth company         ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02.          Results of Operations and Financial Condition.

On November 5, 2020, Arconic Corporation (the “Company”) announced its financial results for the three and nine months ended September 30, 2020. A copy of the press release issued in connection with the announcement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.  The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, is intended to be “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 7.01.          Regulation FD Disclosure.

During the Company’s earnings conference call on November 5, 2020, members of management will be presenting certain information regarding the Company’s latest financial results. A copy of the presentation slides is attached hereto as Exhibit 99.2 and is incorporated herein by reference. The information contained in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.2, is intended to be “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01.          Financial Statements and Exhibits.

(d) Exhibits
 
Exhibit No.        Exhibit
 
99.1                     Press Release dated November 5, 2020

99.2                     Arconic Corporation Investor Presentation
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
ARCONIC CORPORATION
 
 
 
 
 
 
 
 
 
Dated:  November 5, 2020
By:
/s/ Erick R. Asmussen
 
 
Name:
Erick R. Asmussen
 
 
Title:
Executive Vice President and Chief Financial Officer