NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
Rockhopper Exploration Plc GB00B0FVQX23 |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv |
Name |
UBS Investment Bank UBS Group AG |
City and country of registered office (if applicable) |
Zürich Switzerland |
4. Full name of shareholder(s) (if different from 3.)v |
Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reachedvi: |
13 July 2017 |
6. Date on which issuer notified (DD/MM/YYYY): |
17 July 2017 |
7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
Below Notifiable Threshold |
Below Notifiable Threshold |
Below Notifiable Threshold |
456'964'958 |
Position of previous notification (if applicable) |
3.97% |
1.73% |
5.69% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type of
shares ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB00B0FVQX23 |
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Below Notifiable Threshold |
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Below Notifiable Threshold |
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SUBTOTAL 8. A |
Below Notifiable threshold |
Below Notifiable threshold |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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SUBTOTAL 8. B 1 |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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