As filed with the Securities and Exchange Commission on January 27, 2003
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
GUCCI GROUP N.V.
(Exact Name of Registrant as specified in its Charter)
| The Netherlands (State or Other Jurisdiction of Incorporation or Organization) |
Not Applicable (I.R.S. Employer Identification Number) |
|
Rembrandt tower Amstelplein 1 HA 1096 Amsterdam The Netherlands (Address of Principal Executive Offices) |
||
The Gucci Group Incentive Stock Option Plan(1)
(Full Title of the Plans)
Patricia Malone
President and Chief Executive Officer
Gucci America, Inc.
658 Fifth Avenue
New York, NY 10022
(Name and Address of Agent for Service)
(212) 750-5220
(Telephone Number, Including Area Code, of Agent for Service)
Copies
to:
Paul Harter, Esq.
Gibson, Dunn & Crutcher
Telephone House
2-4 Temple Avenue
London EC4Y 0HB, England
44-20-7071-4212
CALCULATION OF REGISTRATION FEE
| Title of Securities to be registered |
Amount to be Registered(2) |
Proposed Maximum Offering Price Per Share(3) |
Proposed Maximum Aggregate Offering Price(3) |
Amount of Registration Fee |
||||
|---|---|---|---|---|---|---|---|---|
| Common Stock, nominal value EUR 1.02 per share | 1,250,000 | $93.24 | $116,550,000 | $10,722.60 | ||||
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
Not filed as part of this Registration Statement pursuant to Note to Part I of Form S-8.
Item 2. Registrant Information and Employee Plan Annual Information.
Not filed as part of this Registration Statement pursuant to Note to Part I of Form S-8.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents of Gucci Group N.V. (the "Company") heretofore filed with the Securities and Exchange Commission (the "Commission") are hereby incorporated in this Registration Statement by reference:
All reports and other documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") prior to the filing of a post-effective amendment which indicates that all securities offered hereunder have been sold or which deregisters all such securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such reports and documents.
Any statement contained herein or in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such earlier statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Item 4. Description of Securities.
Not applicable.
Item 5. Interests of Named Experts and Counsel.
Not applicable.
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Item 6. Indemnification of Directors and Officers.
The Company's Articles of Association provide that the Company shall indemnify any member of the Supervisory Board or Management Board and its officers and agents against all liabilities resulting from (i) any action, suit or proceeding, provided that the actions on the part of such person were made in good faith and in a manner reasonably believed to be in or not opposed to the best interests of the Company and (ii) any action or proceeding by or in the right of the Company to procure a judgment in its favor, if such person acted in good faith and in a manner reasonably believed to be in or not opposed to the best interests of the Company. However, no indemnification shall be made if such person is adjudged to be liable for gross negligence or willful misconduct in the performance of his or her duty to the Company, unless a court determines that such person is fairly and reasonably entitled to indemnification. Such indemnification shall only be made upon a determination by the Supervisory Board, by independent legal counsel, or by a general meeting of shareholders that indemnification is proper under the circumstances because such person has satisfied the applicable standard of conduct.
The Company has also purchased insurance policies under which such individuals are insured against liabilities resulting from their conduct when acting in their capacities on behalf of the Company.
In addition, Article 34 of the Articles of Association provides that the "adoption by the general meeting of shareholders of the annual accounts . . . shall fully discharge the managing board and the supervisory board from liability in respect of the exercise of their duties during the financial year concerned, unless a proviso is made by the general meeting of shareholders and without prejudice to the provisions of sections 2:138 and 2:149, Civil Code." Under Dutch law, this discharge is not absolute and would not be effective as to any matters not disclosed to the Company's shareholders and is subject to general reasonableness and fairness.
Reference is also made to the form of Underwriting Agreement filed as Exhibit 1 to the Company's Registration Statement on Form F-1, File No. 333-2238, filed with the Commission on March 12, 1996, for provisions relating to the indemnification of the members of the Supervisory Board and certain officers of the Company.
Item 7. Exemption from Registration Claimed.
Not Applicable.
The Exhibits to this Registration Statement are listed in the Index to Exhibits on page 7 of this Registration Statement, which Index is incorporated herein by reference.
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Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Florence, Italy, on 27 January, 2003.
| GUCCI GROUP N.V. | |||
By: |
/s/ DOMENICO DE SOLE Name: Domenico De Sole Title: President and Chief Executive Officer |
||
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Each person whose signature appears below constitutes and appoints Domenico De Sole and Robert S. Singer, either of whom may act without the joinder of the other, as his true and lawful attorneys-in-fact and agents with full power of substitution and resubstitution, for him, and in his name, place and stead, in any and all capacities to sign any and all further amendments (including post-effective amendments) and supplements to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granted unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or either of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated on 27 January, 2003.
| Signatures |
Title |
|
|---|---|---|
| /s/ DOMENICO DE SOLE Domenico De Sole |
President and Chief Executive Officer (Principal Executive Officer) and Member of the Supervisory Board | |
/s/ ROBERT S. SINGER Robert S. Singer |
Chief Financial Officer (Principal Financial and Accounting Officer) |
|
/s/ ADRIAN D.P. BELLAMY Adrian D.P. Bellamy |
Chairman of the Supervisory Board |
|
/s/ PATRICIA BARBIZET Patricia Barbizet |
Member of the Supervisory Board |
|
/s/ AURELIANO BENEDETTI Aureliano Benedetti |
Member of the Supervisory Board |
|
/s/ RETO F. DOMENICONI Reto F. Domeniconi |
Member of the Supervisory Board |
|
/s/ PATRICE MARTEAU Patrice Marteau |
Member of the Supervisory Board |
|
/s/ FRANÇOIS HENRI PINAULT François Henri Pinault |
Member of the Supervisory Board |
|
/s/ KAREL VUURSTEEN Karel Vuursteen |
Member of the Supervisory Board |
|
/s/ SERGE WEINBERG Serge Weinberg |
Member of the Supervisory Board |
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SIGNATURE OF AUTHORIZED REPRESENTATIVE OF GUCCI GROUP N.V.
Pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of Gucci Group N.V., has signed this Registration Statement or amendment thereto in New York, New York on 27 January, 2003.
By: |
/s/ PATRICIA MALONE Patricia Malone President and Chief Executive Officer, Gucci America, Inc. |
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| Exhibit Number |
Description |
|
|---|---|---|
| 4.1 | Form of Gucci Group N.V. Incentive Stock Option Plan. | |
4.2 |
Form of Gucci International N.V. Incentive Stock Option Plan. |
|
4.3 |
Form of Incentive Stock Option Plan for Employees of the Italian Subsidiaries of Gucci Group N.V. |
|
4.4 |
Form of Incentive Stock Option Plan for Employees of the French Subsidiaries of Gucci Group N.V. |
|
4.5 |
Form of Incentive Stock Option Plan for Employees of the United States Subsidiaries of Gucci Group N.V. |
|
4.6 |
Form of Incentive Stock Option Plan for Employees of the Swiss Subsidiaries of Gucci Group N.V. |
|
4.7 |
Form of Incentive Stock Option Plan for Employees of the English and Welsh Subsidiaries of Gucci Group N.V. |
|
4.8 |
Form of Incentive Stock Option Plan for Employees of the Hong Kong Subsidiaries of Gucci Group N.V. |
|
4.9 |
Form of Incentive Stock Option Plan for Employees of the Japanese Subsidiaries of Gucci Group N.V. |
|
4.10 |
Form of Incentive Stock Option Plan for Employees of the Korean Subsidiaries of Gucci Group N.V. |
|
4.11 |
Form of Incentive Stock Option Plan for Employees of the Singapore Subsidiaries of Gucci Group N.V. |
|
4.12 |
Form of Incentive Stock Option Plan for Employees of the Canadian Subsidiaries of Gucci Group N.V. |
|
4.13 |
Form of Incentive Stock Option Plan for Employees of the German Subsidiaries of Gucci Group N.V. |
|
4.14 |
Form of Incentive Stock Option Plan for Employees of the Spanish Subsidiaries of Gucci Group N.V. |
|
4.15 |
Form of Incentive Stock Option Plan for Employees of the Luxembourg Subsidiaries of Gucci Group N.V. |
|
4.16 |
Form of General Option Agreement. |
|
4.17 |
Form of Supervisory Board Option Agreement. |
|
4.18 |
Form of Italian Option Agreement. |
|
4.19 |
Form of French Option Agreement. |
|
4.20 |
Form of Korean Option Agreement. |
|
5 |
Opinion of De Brauw Blackstone Westbroek. |
|
23.1 |
Consent of PricewaterhouseCoopers Accountants N.V. |
|
23.2 |
Consent of De Brauw Blackstone Westbroek (included in Exhibit 5). |
|
24 |
Power of Attorney which appears on page 5 of this Registration Statement. |
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