Mark G. Borden, Esq. Erika L. Robinson, Esq. Wilmer Cutler Pickering Hale and Dorr LLP 60 State Street Boston, MA 02109 (617) 526-6000 | Cynthia Pevehouse, Esq. Senior Vice President and General Counsel Staples, Inc. 500 Staples Drive Framingham, MA 01702 (508) 253-5000 |
T1A(i) | (1) | Copy of the Articles of Association of HSBC Bank USA, National Association. |
T1A(ii) | (1) | Certificate of the Comptroller of the Currency dated July 1, 2004 as to the authority of HSBC Bank USA, National Association to commence business. |
T1A(iii) | (2) | Certificate of Fiduciary Powers dated August 18, 2004 for HSBC Bank USA, National Association |
T1A(iv) | (1) | Copy of the existing By-Laws of HSBC Bank USA, National Association. |
T1A(v) | Not applicable. | |
T1A(vi) | (2) | Consent of HSBC Bank USA, National Association required by Section 321(b) of the Trust Indenture Act of 1939. |
T1A(vii) | Copy of the latest report of condition of the trustee ( June 30, 2011), published pursuant to law or the requirement of its supervisory or examining authority. | |
T1A(viii) | Not applicable. | |
T1A(ix) | Not applicable. | |
(1) | Exhibits previously filed with the Securities and Exchange Commission with Registration No. 333-118523 and incorporated herein by reference thereto. |
(2) | Exhibits previously filed with the Securities and Exchange Commission with Registration No. 333-125197 and incorporated herein by reference thereto. |
This report is required by law; 12 U.S.C. §324 (State member banks); 12 U.S.C. § 1817 (State nonmember banks); and 12 U.S.C. §161 (National banks). | This report form is to be filed by banks with branches and consolidated subsidiaries in U.S. territories and possessions, Edge or Agreement subsidiaries, foreign branches, consolidated foreign subsidiaries, or International Banking Facilities. | |
NOTE: The Reports of Condition and Income must be signed by an authorized officer and the Report of Condition must be attested to by not less than two directors (trustees) for State nonmember banks and three directors for State member and National Banks. I, John T. McGinnis, CFO Name and Title of Officer Authorized to Sign Report Of the named bank do hereby declare that these Reports of Condition and Income (including the supporting schedules) have been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and are true to the best of my knowledge and believe. /s/ John T. McGinnis Signature of Officer Authorized to Sign Report 8/4/2011 Date of Signature | The Reports of Condition and Income are to be prepared in accordance with Federal regulatory authority instructions. We, the undersigned directors (trustees), attest to the correctness of this Report of Condition (including the supporting schedules) and declare that it has been examined by us and to the best of our knowledge and belief has been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and is true and correct. /s/ Irene Dorney Director (Trustee) /s/ Niall Booker Director (Trustee) /s/ Richard Jalkut Director (Trustee) | |
Submission of Reports Each Bank must prepare its Reports of Condition and Income either: in electronic form and then file the computer data file directly with the banking agencies' collection agent, Electronic Data System Corporation (EDS), by modem or computer diskette; or b)in hard-copy (paper) form and arrange for another party to convert the paper report to automated for. That party (if other than EDS) must transmit the bank's computer data file to EDS. | For electronic filing assistance, contact EDS Call report Services, 2150 N. Prospect Ave., Milwaukee, WI 53202, telephone (800) 255-1571. To fulfill the signature and attestation requirement for the Reports of Condition and Income for this report date, attach this signature page to the hard-copy f the completed report that the bank places in its files. | ||||||||
FDIC Certificate Number | 5 | 7 | 8 | 9 | — | ||||
(RCRI 9030) | |||||||||
http://WWW.BANKING.US.HSBC.COM Primary Internet Web Address of Bank (Home Page), if any (TEXT 4087) (Example: www.examplebank.com) | HSBC Bank USA, NATIONAL ASSOCIATION Legal Title of Bank (TEXT 9010) McLean City (TEXT 9130) VA 22102 State Abbrev. (TEXT 9200) ZIP Code (TEXT 9220) |
REPORT OF CONDITION | ||||
Consolidated domestic subsidiaries | ||||
HSBC Bank USA, National Association of Buffalo | ||||
Name of Bank City | ||||
in the state of New York, at the close of business June 30, 2011 | ||||
ASSETS | ||||
Thousands of dollars | ||||
Cash and balances due from depository institutions: | ||||
a. Non-interest-bearing balances currency and coin | 1,543.193 | |||
b. Interest-bearing balances | 28,483,841 | |||
Held-to-maturity securities | 2,144,710 | |||
Available-for-sale securities | 44,393,256 | |||
Federal funds sold and securities purchased under agreements to resell: | ||||
a. Federal funds sold in domestic offices | — | |||
b. Securities purchased under agreements to resell | 4,292,755 | |||
Loans and lease financing receivables: | ||||
Loans and leases held for sale | 1,572,613 | |||
Loans and leases net of unearned income | 68,825,493 | |||
LESS: Allowance for loan and lease losses | 1,459,722 | |||
Loans and lease, net of unearned income, allowance, and reserve | 67,365,771 | |||
Trading assets | 33,935,938 | |||
Premises and fixed assets | 504,844 | |||
Other real estate owned | 213,244 | |||
Investments in unconsolidated subsidiaries | 14,445 | |||
Customers' liability to this bank on acceptances outstanding | 14,886 | |||
Intangible assets: Goodwill | 2,035,445 | |||
Intangible assets: Other intangible assets | 390,272 | |||
Other assets | 8,196,154 | |||
Total assets | 195,101,367 | |||
LIABILITIES | ||||
Deposits: | ||||
In domestic offices | 98,701,717 | |||
Non-interest-bearing | 23,929,938 | |||
Interest-bearing | 74,771,779 | |||
In foreign offices | 40,012,510 | |||
Non-interest-bearing | 1,698,099 | |||
Interest-bearing | 38,314,411 | |||
Federal funds purchased and securities sold under agreements to repurchase: | ||||
a. Federal funds purchased in domestic offices | 387,700 | |||
b. Securities sold under agreements to repurchase | 8,463,487 | |||
Trading Liabilities | 12,565,920 | |||
Other borrowed money | 4,351,225 | |||
Bank's liability on acceptances | NA | |||
Subordinated notes and debentures | 6,141,384 | |||
Other liabilities | 5,970,088 | |||
Total liabilities | 176,594,031 | |||
Minority Interests in consolidated Subsidiaries | N/A | |||
EQUITY CAPITAL | ||||
Perpetual preferred stock and related surplus | — | |||
Common Stock | 2,002 | |||
Surplus | 16,055,004 | |||
Retained earnings | 2,327,192 | |||
Accumulated other comprehensive income | 122,838 | |||
Other equity capital components | — | |||
Total equity capital | 18,507,336 | |||
Total liabilities, minority interests and equity capital | 195,101,367 | |||