<SEC-DOCUMENT>0001047469-17-000659-index.html : 20170214
<SEC-HEADER>0001047469-17-000659.hdr.sgml : 20170214
<ACCEPTANCE-DATETIME>20170214080207
ACCESSION NUMBER:		0001047469-17-000659
CONFORMED SUBMISSION TYPE:	424B5
PUBLIC DOCUMENT COUNT:		4
FILED AS OF DATE:		20170214
DATE AS OF CHANGE:		20170214

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			NOVARTIS AG
		CENTRAL INDEX KEY:			0001114448
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			V8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		424B5
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-207004
		FILM NUMBER:		17602520

	BUSINESS ADDRESS:	
		STREET 1:		LICHTSTRASSE 35
		CITY:			BASEL
		STATE:			V8
		ZIP:			CH 4056
		BUSINESS PHONE:		01141613241111

	MAIL ADDRESS:	
		STREET 1:		LICHTSTRASSE 35
		CITY:			BASEL
		STATE:			V8
		ZIP:			CH 4056

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Novartis Capital CORP
		CENTRAL INDEX KEY:			0001443411
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				263086456
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		424B5
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-207004-02
		FILM NUMBER:		17602521

	BUSINESS ADDRESS:	
		STREET 1:		608 FIFTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10020
		BUSINESS PHONE:		(212)307 1122

	MAIL ADDRESS:	
		STREET 1:		608 FIFTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10020
</SEC-HEADER>
<DOCUMENT>
<TYPE>424B5
<SEQUENCE>1
<FILENAME>a2230897z424b5.htm
<DESCRIPTION>PRELIMINARY PROSPECTUS SUPPLEMENT
<TEXT>
Document 1 - file: a2230897z424b5.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g184809.jpg <DESCRIPTION>G184809.JPG <TEXT> Document 2 - file: g184809.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g717681.jpg <DESCRIPTION>G717681.JPG <TEXT> Document 3 - file: g717681.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g418586.jpg <DESCRIPTION>G418586.JPG <TEXT> Document 4 - file: g418586.jpg
</DOCUMENT> </SEC-DOCUMENT>