| þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
| Delaware (State or Other Jurisdiction of Incorporation or Organization) |
77-0054952 (I.R.S. Employer Identification Number) |
| Large Accelerated Filer £ | Accelerated Filer R | Non-Accelerated Filer £ |
| Item 15. Exhibits, Financial Statement Schedules and Reports on Form 8-K | ||||||||
| Signatures | ||||||||
| EXHIBIT 31.1 | ||||||||
| EXHIBIT 31.2 | ||||||||
| Exhibit | ||
| Number | Description | |
3.1(1)
|
Amended and Restated Certificate of Incorporation. | |
3.2(1)
|
Amended and Restated Bylaws. | |
4.1(1)
|
Specimen Stock Certificate. | |
10.1(1)*
|
1995 Stock Option and Restricted Stock Plan. | |
10.2(2)*
|
2004 Equity Incentive Plan. | |
10.3(1)
|
Exclusive License Agreement, dated August 12, 1992, between Adeza and the Fred Hutchinson Cancer Research Center, together with the First Amendment to Exclusive License Agreement and Consent dated May 9, 1996 and Amendment No. 1 to Exclusive License Agreement dated April 30, 1998. | |
10.4(1)
|
Investors Rights Agreement, dated September 19, 2001, between Adeza and certain Stockholders of Adeza. | |
10.5(1)
|
License Agreement, dated July 25, 1997, between Adeza and the Trustees of the University of Pennsylvania. | |
10.6(1)
|
Agreement and Release, dated March 3, 1998, between Adeza and Matria Healthcare, Inc. | |
10.7(1)
|
Net Industrial Space Lease, dated July 7, 1999, between Adeza and Tasman V, LLC. | |
10.8(3)
|
Third Amendment to the Net Industrial Space Lease, dated July 15, 2005 between Adeza and Tasman V, LLC. | |
10.9(3)
|
Net Industrial Space Lease, dated July 1, 2005, between Adeza and Tasman V, LLC. | |
10.10(1)
|
Service Agreement, dated as of March 31, 1999, between Adeza and Ventiv Health U.S. Sales LLC (formerly known as Snyder Healthcare Sales Inc.), together with First Amendment to Service Agreement dated March 8, 2002, Second Amendment to Service Agreement dated July 22, 2002, and Third Amendment to Service Agreement dated May 15, 2004. | |
10.11(1)
|
Warrant to Purchase Shares of Series 3 Preferred Stock, dated March 23, 1999, between Adeza and Transamerica Business Credit Corporation and its assignees. | |
10.12(1)
|
Form of Indemnification Agreement for Directors and Officers. | |
10.13(1)
|
Agreement, dated December 24, 1998, between Adeza and Unilever PLC. | |
10.14(1)
|
Second Amendment to Lease, dated October 12, 2004, between Adeza and Tasman V, LLC. | |
10.15(1)*
|
Management Continuity Agreement, dated October 21, 2004, between Adeza and Emory Anderson. | |
10.16(1)*
|
Management Continuity Agreement, dated October 21, 2004, between Adeza and Mark Fischer-Colbrie. | |
10.17(1)*
|
Form of Management Continuity Agreement, dated October 21, 2004, between Adeza and Durlin Hickok, Robert Hussa and Marian Sacco. | |
23.1(3)
|
Consent of independent registered public accounting firm. | |
24.1(3)
|
Powers of Attorney (included on signature page). | |
31.1
|
Certification pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 of Emory V. Anderson. |
| Exhibit | ||
| Number | Description | |
31.2
|
Certification pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 of Mark D. Fischer-Colbrie. | |
32.1(3)
|
Certification pursuant to 18 U.S.C. Section 1350 of Emory V. Anderson. | |
32.2(3)
|
Certification pursuant to 18 U.S.C. Section 1350 of Mark D. Fischer-Colbrie. |
| (1) | Incorporated by reference to the registrants Registration Statement on Form S-1 (Registration No. 333-118012) initially filed with the Securities and Exchange Commission on August 6, 2004. | |
| (2) | Incorporated by reference to the registrants Registration Statement on Form S-8 (Registration No. 333-122430) filed with the Securities and Exchange Commission on January 31, 2005. | |
| (3) | Previously filed with our Annual Report on Form 10-K filed on March 14, 2006. | |
| * | Management compensatory plan or contract | |
| | Confidential Treatment granted. Omitted material for which confidential treatment has been granted has been filed separately with the Securities and Exchange Commission. |
| ADEZA BIOMEDICAL CORPORATION |
||||
| By: | /s/ EMORY V. ANDERSON | |||
| Emory V. Anderson | ||||
| President and Chief Executive Officer | ||||
| Signature | Title(s) | |
| /s/ EMORY V. ANDERSON
|
President, Chief Executive Officer and Director (principal executive officer) |
|
| /s/ MARK D. FISCHER-COLBRIE
|
Vice President, Finance and Administration and
Chief Financial Officer (principal financial and accounting officer) |
|
| /s/ ANDREW E. SENYEI, MD*
|
Chairman of the Board | |
| /s/ NANCY D. BURRUS*
|
Director | |
| /s/ CRAIG C. TAYLOR*
|
Director | |
| /s/ KATHLEEN D. LAPORTE*
|
Director | |
| /s/ MICHAEL P. DOWNEY*
|
Director | |
| |
Director | |
| *By: | ||
| /s/ MARK D. FISCHER-COLBRIE
Attorney-in-Fact |