<SEC-DOCUMENT>0001513162-14-000312.txt : 20140514
<SEC-HEADER>0001513162-14-000312.hdr.sgml : 20140514
<ACCEPTANCE-DATETIME>20140514083138
ACCESSION NUMBER:		0001513162-14-000312
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20140514
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
ITEM INFORMATION:		Other Events
FILED AS OF DATE:		20140514
DATE AS OF CHANGE:		20140514

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CLEAN DIESEL TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000949428
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
		IRS NUMBER:				061393453
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33710
		FILM NUMBER:		14839299

	BUSINESS ADDRESS:	
		STREET 1:		4567 TELEPHONE ROAD
		STREET 2:		SUITE 100
		CITY:			VENTURA
		STATE:			CA
		ZIP:			93003
		BUSINESS PHONE:		805 639 9458

	MAIL ADDRESS:	
		STREET 1:		4567 TELEPHONE ROAD
		STREET 2:		SUITE 100
		CITY:			VENTURA
		STATE:			CA
		ZIP:			93003
</SEC-HEADER>
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<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
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<head><title>FORM 8K</title> </head> <body style="FONT-SIZE:10pt; FONT-FAMILY:Times New Roman; COLOR:#000000; MARGIN-TOP:0px"> <p style="FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:2.25pt">&nbsp;</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:18pt; MARGIN-TOP:6px" align=center><b>UNITED STATES</b></p> <p style="FONT-SIZE:18pt; MARGIN:0px" align=center><b>SECURITIES AND EXCHANGE COMMISSION</b></p> <p style="FONT-SIZE:12pt; MARGIN:0px" align=center><b>WASHINGTON, D.C. 20549</b></p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:4.5pt" align=center>&nbsp;</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:18pt; MARGIN-TOP:9px" align=center><b>FORM&nbsp;8-K</b></p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:4.5pt" align=center>&nbsp;</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:13.5pt; MARGIN-TOP:7px" align=center><b>CURRENT REPORT</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:12pt; MARGIN-TOP:13px" align=center><b>Pursuant to Section&nbsp;13 or 15(d)&nbsp;of the</b></p> <p style="FONT-SIZE:12pt; MARGIN:0px" align=center><b>Securities Exchange Act of 1934</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:12pt; MARGIN-TOP:13px" align=center><b>Date of report (Date of earliest event reported): May 14, 2014 (May 12, 2014)</b></p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:4.5pt" align=center>&nbsp;</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:24pt; MARGIN-TOP:13px" align=center><b>CLEAN DIESEL TECHNOLOGIES, INC.</b></p> <p style=MARGIN:0px align=center><b>(Exact Name of Registrant as Specified in Charter)</b></p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:4.5pt" align=center>&nbsp;</p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=113> <td width=3> <td width=95> <td width=6> <td width=4> <td width=3> <td width=106> <td width=84> <td width=6> <td width=199 /> </tr><tr> <td width=212 colspan=3 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center><b>DELAWARE</b></p></td> <td width=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px">&nbsp;</p></td> <td width=199 colspan=4 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center><b>001-33710</b></p></td> <td width=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px">&nbsp;</p></td> <td width=199 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center><b>06-1393453</b></p></td></tr> <tr> <td width=212 colspan=3 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:7.5pt; MARGIN:0px" align=center><b>(State or Other Jurisdiction&nbsp;of Incorporation)</b></p></td> <td width=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px">&nbsp;</p></td> <td width=199 colspan=4 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:7.5pt; MARGIN:0px" align=center><b>(Commission</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:7.5pt; MARGIN-TOP:0px" align=center><b>File Number)</b></p></td> <td width=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px">&nbsp;</p></td> <td width=199 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:7.5pt; MARGIN:0px" align=center><b>(I.R.S. Employer&nbsp;Identification No.)</b></p></td></tr> <tr> <td width=418 height=16 colspan=8 style=MARGIN-TOP:0px> <p style=MARGIN:0px><br></p></td> <td width=205 height=16 colspan=2 style=MARGIN-TOP:0px> <p style=MARGIN:0px><br></p></td></tr> <tr> <td width=624 colspan=10 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center><b>4567 TELEPHONE ROAD, SUITE 100</b></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px" align=center><b>VENTURA, CALIFORNIA 93003</b></p></td></tr> <tr> <td width=624 colspan=10 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:7.5pt; MARGIN:0px" align=center><b>(Address of Principal Executive Offices, Zip Code)</b></p> <p style="FONT-SIZE:7.5pt; MARGIN:0px" align=center>&nbsp;</p></td></tr></table> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px" align=center><b>(805) 639-9458</b></p> <p style="FONT-SIZE:7.5pt; MARGIN:0px" align=center><b>(Registrants telephone number, including area code)</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:7.5pt; MARGIN-TOP:8px" align=center><b>(Former name or former address, if changed since last report)</b></p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:4.5pt" align=center>&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:5px">Check the appropriate box below if the Form&nbsp;8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</p> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <table width=100% bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0> <tr style=FONT-SIZE:0px> <td width=13> <td /> </tr><tr> <td width=13 style=MARGIN-TOP:0px valign=top> <p style="FONT-FAMILY:Wingdings; MARGIN:0px">&#168;</p></td> <td style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px>Written communications pursuant to Rule&nbsp;425 under the Securities Act (17 CFR 230.425)</p></td></tr></table> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <table width=100% bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0> <tr style=FONT-SIZE:0px> <td width=13> <td /> </tr><tr> <td width=13 style=MARGIN-TOP:0px valign=top> <p style="FONT-FAMILY:Wingdings; MARGIN:0px">&#168;</p></td> <td style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px>Soliciting material pursuant to Rule&nbsp;14a-12 under the Exchange Act (17 CFR 240.14a-12)</p></td></tr></table> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <table width=100% bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0> <tr style=FONT-SIZE:0px> <td width=13> <td /> </tr><tr> <td width=13 style=MARGIN-TOP:0px valign=top> <p style="FONT-FAMILY:Wingdings; MARGIN:0px">&#168;</p></td> <td style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px>Pre-commencement communications pursuant to Rule&nbsp;14d-2(b)&nbsp;under the Exchange Act (17 CFR 240.14d-2(b))</p></td></tr></table> <p style="FONT-SIZE:4.5pt; MARGIN:0px">&nbsp;</p> <table width=100% bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0> <tr style=FONT-SIZE:0px> <td width=13> <td /> </tr><tr> <td width=13 style=MARGIN-TOP:0px valign=top> <p style="FONT-FAMILY:Wingdings; MARGIN:0px">&#168;</p></td> <td style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px>Pre-commencement communications pursuant to Rule&nbsp;13e-4(c)&nbsp;under the Exchange Act (17 CFR 240.13e-4(c))</p></td></tr></table> <p style="FONT-SIZE:6pt; MARGIN:0px">&nbsp;</p> <p style="FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; FONT-SIZE:12pt; BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; LINE-HEIGHT:2.25pt">&nbsp;</p> <p style="MARGIN-BOTTOM:13px; MARGIN-TOP:0px"><br></p> <p style=MARGIN:0px><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><b>Item&nbsp;5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.</b></p> <p style=MARGIN:0px><br></p> <p style="MARGIN:0px; TEXT-INDENT:48px">On May 12, 2014, Derek R. Gray notified Clean Diesel Technologies, Inc. (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font>Company<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>) that he will not stand for election to the Board of Directors at the Annual Meeting of Stockholders to be held on May 21, 2014. &nbsp;Mr. Gray<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#146;</font>s decision was not as the result of any disagreement with the Company on any matters related to the Company<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#146;</font>s operations, policies or practices.</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><b>Item 8.01 Other Events</b>.</p> <p style=MARGIN:0px><br></p> <p style="MARGIN:0px; TEXT-INDENT:48px">The Company will file a supplement to its notice of annual meeting and proxy statement for its 2014 Annual Meeting of Stockholders to reflect that Mr. Gray is no longer a nominee for the Company<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#146;</font>s Board of Directors and to provide other updating information.</p> <p style=MARGIN:0px><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:6px"><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px"><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px"><br></p> <p style=MARGIN:0px align=center><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px" align=center><b>SIGNATURES</b></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:32px">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:32px">&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:32px"> <table width=100% bordercolor=transparent cellspacing=0> <tr> <td width=343 style=WIDTH:343px /> <td colspan=2> <p style=MARGIN:0px><b><font style=FONT-SIZE:10pt>CLEAN DIESEL TECHNOLOGIES, INC.</font></b></p></td></tr> <tr> <td></td> <td><font style=FONT-SIZE:10pt>&nbsp;</font></td> <td></td></tr> <tr> <td> <p style=MARGIN:0px><font style=FONT-SIZE:10pt>May 14, 2014</font></p></td> <td> <p style=MARGIN:0px><font style=FONT-SIZE:10pt>By:</font></p></td> <td><font style='FONT-SIZE:10pt; FONT-FAMILY:"Times New Roman","serif"; LINE-HEIGHT:115%'><u>/s/&nbsp;Nikhil A. Mehta&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </u></font></td></tr> <tr> <td> <p style=MARGIN:0px>&nbsp;</p></td> <td> <p style=MARGIN:0px>&nbsp;</p></td> <td> <p style=MARGIN:0px><font style=FONT-SIZE:10pt>Name:&nbsp;Nikhil A. Mehta</font></p></td></tr> <tr> <td></td> <td></td> <td> <p style=MARGIN:0px><font style=FONT-SIZE:10pt>Title: Member of the Interim Office of the Chief Executive Officer and Chief Financial Officer</font></p></td></tr> <tr> <td /> <td /> <td /></tr></table></p> <p style="FONT-SIZE:9pt; MARGIN:0px">&nbsp;</p> <p style=MARGIN:0px align=right><br></p> <p style=MARGIN:0px align=right><br><br></p></body>
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