<SUBMISSION>
<ACCESSION-NUMBER>0001513162-14-000391
<TYPE>POS AM
<PUBLIC-DOCUMENT-COUNT>1
<FILING-DATE>20140617
<DATE-OF-FILING-DATE-CHANGE>20140617
<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>CLEAN DIESEL TECHNOLOGIES INC
<CIK>0000949428
<ASSIGNED-SIC>3564
<IRS-NUMBER>061393453
<STATE-OF-INCORPORATION>DE
<FISCAL-YEAR-END>1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>POS AM
<ACT>33
<FILE-NUMBER>333-177309
<FILM-NUMBER>14925883
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>4567 TELEPHONE ROAD
<STREET2>SUITE 100
<CITY>VENTURA
<STATE>CA
<ZIP>93003
<PHONE>805 639 9458
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>4567 TELEPHONE ROAD
<STREET2>SUITE 100
<CITY>VENTURA
<STATE>CA
<ZIP>93003
</MAIL-ADDRESS>
</FILER>
<DOCUMENT>
<TYPE>POS AM
<SEQUENCE>1
<FILENAME>posam.htm
<DESCRIPTION>POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1
<TEXT>
<HTML>
<head><title>POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1</title> </head> <body style="FONT-SIZE:10pt; FONT-FAMILY:Times New Roman; COLOR:#000000; MARGIN-TOP:0px"> <p style=MARGIN:0px align=center><b>As filed with the Securities and Exchange Commission on June 17, 2014</b></p> <p style=MARGIN:0px align=right><b>Registration No. 333-177309</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:4px; MARGIN-TOP:0px" /> <p style="MARGIN-BOTTOM:0px; BORDER-BOTTOM:#000000 0.5pt solid; MARGIN-TOP:0px; LINE-HEIGHT:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:2px; BORDER-BOTTOM:#000000 0.5pt solid; MARGIN-TOP:0px; LINE-HEIGHT:3px">&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px" align=center><font size=5 style="FONT-FAMILY:Times New Roman"></font></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:18pt; MARGIN-TOP:4px" align=center><b><font style=FONT-SIZE:16pt>UNITED STATES</font></b></p> <p style="FONT-SIZE:18pt; MARGIN:0px" align=center><b><font style=FONT-SIZE:16pt>SECURITIES AND EXCHANGE COMMISSION</font></b></p> <p style=MARGIN:0px align=center><b>Washington, D.C. 20549</b></p> <p style="FONT-SIZE:5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:5px" align=center><b>POST-EFFECTIVE AMENDMENT NO. 3</b> <b>TO</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:18pt; MARGIN-TOP:9px" align=center><b><font style=FONT-SIZE:16pt>FORM S-1</font></b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:12pt; MARGIN-TOP:6px" align=center><b>REGISTRATION STATEMENT</b></p> <p style="FONT-SIZE:12pt; MARGIN:0px" align=center><b>UNDER</b></p> <p style="FONT-SIZE:12pt; MARGIN:0px" align=center><b>THE SECURITIES ACT OF 1933</b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:24pt; MARGIN-TOP:13px" align=center><b><font style=FONT-SIZE:20pt>Clean Diesel Technologies, Inc.</font></b></p> <p style=MARGIN:0px align=center>(Exact name of registrant as specified in its charter)</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:5pt; MARGIN-TOP:1px">&nbsp;</p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr> <td width=260 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>Delaware</b></p></td> <td width=9 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=244 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>2810</b></p></td> <td width=8 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=244 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>06-1393453</b></p></td></tr> <tr> <td width=260 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>(State or other jurisdiction of</p></td> <td width=9 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=244 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>(Primary Standard Industrial</p></td> <td width=8 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=244 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>(I.R.S. Employer</p></td></tr> <tr> <td width=260 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>incorporation or organization)</p></td> <td width=9 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=244 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>Classification Code Number)</p></td> <td width=8 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=244 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>Identification No.)</p></td></tr></table> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px" align=center><b>4567 Telephone Road, Suite 100</b></p> <p style=MARGIN:0px align=center><b>Ventura, California 93003</b></p> <p style=MARGIN:0px align=center><b>(805) 639-9458</b></p> <p style="FONT-SIZE:8pt; MARGIN:0px" align=center>(Address, including zip code, and telephone number, including area code, of registrant<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#146;</font>s principal executive offices)</p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center><b>Nikhil A. Mehta</b></p> <p style=MARGIN:0px align=center><b>Member of the Interim Office of the</b></p> <p style=MARGIN:0px align=center><b>Chief Executive Officer and Chief Financial Officer</b></p> <p style=MARGIN:0px align=center><b>Clean Diesel Technologies, Inc.</b></p> <p style=MARGIN:0px align=center><b>4567 Telephone Road, Suite 100</b></p> <p style=MARGIN:0px align=center><b>Ventura, California 93003</b></p> <p style=MARGIN:0px align=center><b>(805) 639-9458</b></p> <p style="FONT-SIZE:8pt; MARGIN:0px; PADDING-RIGHT:1px" align=center>(Name,&nbsp;address,&nbsp;including&nbsp;zip&nbsp;code,&nbsp;and&nbsp;telephone&nbsp;number,&nbsp;including&nbsp;area&nbsp;code, of agent for service)</p> <p style=MARGIN:0px align=center><br></p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>Copies to:</b></p> <p style=MARGIN:0px align=center><br></p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>Steven D. Pidgeon</b></p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>DLA Piper LLP (US)</b></p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>2525 East Camelback Road, Suite 1000</b></p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>Phoenix, Arizona 85016</b></p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center><b>(480) 606-5124</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><b>Approximate date of commencement of proposed sale to the public:</b> <b>Not applicable.</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.&nbsp;&nbsp; <font style=FONT-FAMILY:Wingdings>&#168;</font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.&nbsp;&nbsp; <font style=FONT-FAMILY:Wingdings>&#168;</font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.&nbsp;&nbsp; <font style=FONT-FAMILY:Wingdings>&#168;</font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.&nbsp;&nbsp; <font style=FONT-FAMILY:Wingdings>&#168;</font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font>large accelerated filer,<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font> <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font>accelerated filer<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font> and <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font>smaller reporting company<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font> in Rule 12b-2 of the Exchange Act. (Check one):</p> <p style=MARGIN:0px align=justify><br></p> <table width=740 bordercolor=transparent style="FONT-SIZE:10pt; WIDTH:740px; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=174> <td width=8> <td width=362> <td width=12> <td width=189> <td width=8> <td width=12 /> </tr><tr> <td width=174 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">Large&nbsp;accelerated&nbsp;filer</p></td> <td width=8 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=362 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-FAMILY:Wingdings; MARGIN:0px; PADDING-RIGHT:1px">&#168;</p></td> <td width=12 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=189 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">Accelerated&nbsp;filer</p></td> <td width=8 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=12 height=10 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-FAMILY:Wingdings; MARGIN:0px; PADDING-RIGHT:1px">&#168;</p></td></tr> <tr> <td width=174 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">Non-accelerated filer</p></td> <td width=8 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=362 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-FAMILY:Wingdings; MARGIN:0px; PADDING-RIGHT:1px">&#168;<font style="FONT-FAMILY:Times New Roman"> &nbsp;&nbsp;(Do not check if a smaller reporting company)</font></p></td> <td width=12 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=189 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">Smaller&nbsp;reporting&nbsp;company</p></td> <td width=8 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=12 height=6 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-FAMILY:Wingdings; MARGIN:0px; PADDING-RIGHT:1px">&#254;</p></td></tr></table> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px">&nbsp;</p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:14px" align=center><b>DEREGISTRATION OF SECURITIES</b></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:30px" align=justify>On October 13, 2011, Clean Diesel Technologies, Inc., a Delaware corporation (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Company</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>), filed a registration statement with the Securities and Exchange Commission (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>SEC</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>) on Form S-1 (Registration No. 333-177309) (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Registration Statement</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>), which was amended by Pre-Effective Amendment No. 1 to Form S-1 filed with the SEC on November 16, 2011, for the purpose of registering the sale of 1,823,577 shares (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Shares</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>) of the Company<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#146;</font>s common stock, par value $0.01 per share (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Common Stock</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>), by Lincoln Park Capital Fund, LLC, an Illinois limited liability company (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Selling Stockholder</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>). The Registration Statement was declared effective by the SEC on December 5, 2011, and was amended by Post-Effective Amendment No. 1, filed on June 8, 2012 and declared effective on June 13, 2012, and Post-Effective Amendment No. 2, filed on April 18, 2013 and declared effective on April 19, 2013.</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:30px" align=justify>This Post-Effective Amendment No. 3 to Form S-1 is being filed to deregister, as of the effective date of this Post-Effective Amendment No. 3, any shares of Common Stock under the Registration Statement that have not been sold pursuant to the Registration Statement and to terminate the effectiveness of the Registration Statement.</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:30px" align=justify>In connection with the entry by the Company into a purchase agreement with the Selling Stockholder on October 7, 2011 (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Purchase Agreement</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>), pursuant to which the Selling Stockholder agreed to purchase up to $10 million of the Company<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#146;</font>s Common Stock over approximately a 30-month period, the Company and Selling Stockholder entered into a registration rights agreement (the <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font><b><i>Registration Rights Agreement</i></b><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>), which required the Company to maintain the effectiveness of the Registration Statement until the earlier of (i) the date as of which the Selling Stockholder may sell any of the Shares it received under the Purchase Agreement without restriction pursuant to the last sentence of Rule 144(b)(1)(i) promulgated under the Securities Act of 1933, as amended, or (ii) the date on which the Selling Stockholder sold all of the Shares it received under the Purchase Agreement and no additional Shares remain available for purchase by the Selling Stockholder under the Purchase Agreement. On October 7, 2011, the Company issued 40,247 Shares to the Selling Stockholder, representing the only Shares issued by the Company to the Selling Stockholder under the Purchase Agreement. In addition, the Purchase Agreement has terminated pursuant to its terms. Accordingly, the Company is no longer required to maintain the effectiveness of the Registration Statement by the Registration Rights Agreement.</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px" align=justify><br>&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px" align=justify><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px" align=justify><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px" align=justify><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px" align=justify><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px" align=justify><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px" align=center>2</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:14px" align=center><br><br></p> <p style=MARGIN:0px align=center><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:14px" align=center><b>SIGNATURES</b></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:30px">Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Post-Effective Amendment No. 3 to Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Ventura, State of California, on the 17 day of June 2014.</p> <p style="FONT-SIZE:13.5pt; MARGIN:0px">&nbsp;</p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td /> <td width=24> <td width=1> <td width=6> <td width=280 /> </tr><tr> <td /> <td width=24 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=7 colspan=2 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=280 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td></tr> <tr> <td /> <td width=312 colspan=4 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:3px">C<font style=FONT-SIZE:8pt>LEAN</font> D<font style=FONT-SIZE:8pt>IESEL</font> T<font style=FONT-SIZE:8pt>ECHNOLOGIES</font>, I<font style=FONT-SIZE:8pt>NC</font>.</p></td></tr> <tr> <td>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </td> <td width=24 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=288 colspan=3 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td /> <td width=24 style=MARGIN-TOP:0px valign=top> <p style="PADDING-LEFT:13px; MARGIN:0px; PADDING-RIGHT:1px; TEXT-INDENT:-13px">By:</p></td> <td width=7 colspan=2 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=280 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>/s/&nbsp;Nikhil A. Mehta<font style=FONT-SIZE:8pt>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font></p></td></tr> <tr> <td /> <td width=24 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=1 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:7.5pt; MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=286 colspan=2 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:0px" align=center>Nikhil A. Mehta</p> <p style="MARGIN:0px; PADDING-RIGHT:0px" align=center>Member of the Interim Office of the </p> <p style="MARGIN:0px; PADDING-RIGHT:0px" align=center>Chief Executive Officer and Chief Financial Officer</p> <p style="MARGIN:0px; PADDING-RIGHT:0px" align=center>&nbsp;(Principal Executive Officer and Principal Financial Officer)</p></td></tr></table> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px; TEXT-INDENT:30px">Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.</p> <p style="FONT-SIZE:9pt; MARGIN:0px">&nbsp;</p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=283> <td width=16> <td width=336> <td width=16> <td width=115 /> </tr><tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=336 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td> <td width=115 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:0.05pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=bottom> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-LEFT:102px; MARGIN:0px; PADDING-RIGHT:116px" align=center><b>Signature</b></p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=bottom> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-LEFT:153px; MARGIN:0px; PADDING-RIGHT:154px" align=center><b>Title</b></p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=bottom> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-LEFT:37px; MARGIN:0px; PADDING-RIGHT:46px" align=center><b>Date</b></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>/s/ Nikhil A. Mehta&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Nikhil A. Mehta</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Member of the Interim Office of the </p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Chief Executive Officer and Chief Financial Officer</p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>(Principal Executive Officer and Principal Financial Officer)</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>/s/ Pedro J. Lopez-Baldrich&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Pedro J. Lopez-Baldrich</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Member of the Interim Office of the</p> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Chief Executive Officer(Principal Executive Officer)</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>/s/ David E. Shea&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>David E. Shea</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Corporate Controller(Principal Accounting Officer)</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>*</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Alexander <font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font>Hap<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font> Ellis III</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Chairman of the Board</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>/s/Lon E. Bell</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Lon E. Bell, Ph.D.</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Director</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>*</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Bernard (<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#147;</font>Bud<font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#148;</font>) H. Cherry</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Director</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>*</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Charles R. Engles, Ph.D.</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Director</p> <p style=MARGIN:0px align=center><br></p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=352 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td> <td width=132 colspan=2 style=MARGIN-TOP:0px> <p style="MARGIN:0px; LINE-HEIGHT:12pt"><br></p></td></tr> <tr> <td width=283 style=MARGIN-TOP:0px valign=top> <p style="BORDER-BOTTOM:#000000 1px solid; MARGIN:0px; PADDING-RIGHT:1px" align=center>*</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:0px; PADDING-RIGHT:1px" align=center>Mungo Park</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;&nbsp;</p></td> <td width=336 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>Director</p></td> <td width=16 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-RIGHT:1px">&nbsp;</p></td> <td width=115 style=MARGIN-TOP:0px valign=top> <p style="MARGIN:0px; PADDING-RIGHT:1px" align=center>June 17, 2014</p></td></tr></table> <p style="FONT-SIZE:7.5pt; MARGIN:0px">&nbsp;</p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:12px"><br></p> <p style="MARGIN-BOTTOM:0px; MARGIN-TOP:10px">*By: &nbsp;<u>/s/ Nikhil A. Mehta&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;</u></p> <p style="PADDING-LEFT:36px; MARGIN:0px">Nikhil A. Mehta</p> <p style="PADDING-LEFT:36px; MARGIN:0px">Attorney-in-fact</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=center>3</p></body>
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