As filed with the Securities and Exchange Commission on December 8, 2004
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CORNELL COMPANIES, INC.
(Exact name of registrant as specified in its charter)
| Delaware (State or other jurisdiction of incorporation or organization) |
76-0433642 (I.R.S. employer identification no.) |
|
1700 West Loop South, Suite 1500 Houston, Texas (Address of principal executive offices) |
77027 (Zip Code) |
Cornell Companies, Inc. 2000 Director Stock Plan
Cornell Companies, Inc. Employee Stock Purchase Plan
(Full title of the plan)
Harry J. Phillips, Jr.
Chief Executive Officer
1700 West Loop South, Suite 1500
Houston, Texas 77027
(Name and address of agent for service)
(713) 623-0790
(Telephone number, including area code, of agent for service)
CALCULATION OF REGISTRATION FEE
| Title of Securities to be Registered |
Amount To be Registered (1)(3) |
Proposed Maximum Offering Price Per Share(2) |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee |
||||
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per share | 300,000 | $15.00 | $4,500,000.00 | $570.15 | ||||
Pursuant to General Instruction E of Form S-8, the contents of Registration Statement No. 333-42444 relating to the Cornell Companies, Inc. 2000 Director Stock Plan described herein is incorporated herein by reference and the contents of Registration No. 333-80187 relating to the Cornell Companies, Inc. Employee Stock Purchase Plan described herein is incorporated herein by reference.
EXPLANATION STATEMENT
This Registration Statement is being filed pursuant to General Instruction E of Form S-8 to register additional shares of Common Stock in connection with Cornell Companies, Inc. 2000 Director Stock Plan and the Cornell Companies, Inc. Employee Stock Purchase Plan.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
The following documents are filed as a part of this Registration Statement:
| Exhibit No. |
DESCRIPTION |
|
|---|---|---|
| 5.1 | Opinion of Locke Liddell & Sapp LLP | |
23.1 |
Consent of PricewaterhouseCoopers LLP |
|
23.2 |
Consent of Locke Liddell & Sapp LLP (included in Exhibit 5.1) |
2
Pursuant to the requirements of the Securities Act, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, State of Texas, on the 8th day of December, 2004.
| CORNELL COMPANIES, INC. | |||
By: |
/s/ HARRY J. PHILLIPS, JR. Harry J. Phillips, Jr. Chairman of the Board and Chief Executive Officer |
||
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature |
Title |
Date |
||
|---|---|---|---|---|
| /s/ HARRY J. PHILLIPS, JR. HARRY J. PHILLIPS, JR. |
Chairman of the Board of Directors and Chief Executive Officer (Principal Executive Officer) |
December 8, 2004 | ||
/s/ THOMAS R. JENKINS THOMAS R. JENKINS |
President and Chief Operating Officer |
December 8, 2004 |
||
/s/ JOHN R. NIESER JOHN R. NIESER |
Treasurer and Acting Chief Financial Officer (Principal Financial Officer) |
December 8, 2004 |
||
/s/ ANTHONY R. CHASE ANTHONY R. CHASE |
Director |
December 8, 2004 |
||
/s/ D. STEPHEN SLACK D. STEPHEN SLACK |
Director |
December 8, 2004 |
||
/s/ TUCKER TAYLOR TUCKER TAYLOR |
Director |
December 8, 2004 |
||
/s/ ROBERT F. VAGT ROBERT F. VAGT |
Director |
December 8, 2004 |
||
/s/ MARCUS A. WATTS MARCUS A. WATTS |
Director |
December 8, 2004 |
3
| Exhibit No. |
DESCRIPTION |
|
|---|---|---|
| 5.1 | Opinion of Locke Liddell & Sapp LLP | |
23.1 |
Consent of PricewaterhouseCoopers LLP |
|
23.2 |
Consent of Locke Liddell & Sapp LLP (included in Exhibit 5.1) |