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As filed with the Securities and Exchange Commission on December 8, 2004

Registration No. 333-            



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

CORNELL COMPANIES, INC.
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of incorporation or organization)
  76-0433642
(I.R.S. employer identification no.)

1700 West Loop South, Suite 1500
Houston, Texas
(Address of principal executive offices)

 

77027
(Zip Code)

Cornell Companies, Inc. 2000 Director Stock Plan
Cornell Companies, Inc. Employee Stock Purchase Plan
(Full title of the plan)

Harry J. Phillips, Jr.
Chief Executive Officer
1700 West Loop South, Suite 1500
Houston, Texas 77027
(Name and address of agent for service)

(713) 623-0790
(Telephone number, including area code, of agent for service)

CALCULATION OF REGISTRATION FEE


Title of Securities
to be Registered

  Amount
To be
Registered
(1)(3)

  Proposed
Maximum
Offering Price
Per Share(2)

  Proposed Maximum
Aggregate
Offering Price(2)

  Amount of
Registration Fee


Common Stock, par value $.001 per share   300,000   $15.00   $4,500,000.00   $570.15

(1)
Represents the maximum number of additional shares that may be issued under the Cornell Companies, Inc. 2000 Director Stock Plan (100,000 shares) and the Cornell Companies, Inc. Employee Stock Purchase Plan (200,000 shares), and includes an indeterminate number of shares that may be issuable by reason of stock splits, stock dividends or similar transactions.
(2)
Estimated solely for purposes of calculating the registration fee pursuant to Rule 457(h) and (c), based on the average of the high and low sales price of a share of the Common Stock on December 6, 2004 as reported on the New York Stock Exchange with respect to 100,000 shares of Common Stock that may be issued under the Cornell Companies, Inc. 2000 Director Stock Plan and 200,000 shares of Common Stock that may be issued under the Cornell Companies, Inc. Employee Stock Purchase Plan.
(3)
Includes the Series A Junior Participating Preferred Stock Purchase Rights ("Rights") of the Company associated with the shares of Common Stock being registered.




        Pursuant to General Instruction E of Form S-8, the contents of Registration Statement No. 333-42444 relating to the Cornell Companies, Inc. 2000 Director Stock Plan described herein is incorporated herein by reference and the contents of Registration No. 333-80187 relating to the Cornell Companies, Inc. Employee Stock Purchase Plan described herein is incorporated herein by reference.

EXPLANATION STATEMENT

        This Registration Statement is being filed pursuant to General Instruction E of Form S-8 to register additional shares of Common Stock in connection with Cornell Companies, Inc. 2000 Director Stock Plan and the Cornell Companies, Inc. Employee Stock Purchase Plan.

PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT


ITEM 8. EXHIBITS

        The following documents are filed as a part of this Registration Statement:

Exhibit No.
  DESCRIPTION

5.1   Opinion of Locke Liddell & Sapp LLP

23.1

 

Consent of PricewaterhouseCoopers LLP

23.2

 

Consent of Locke Liddell & Sapp LLP (included in Exhibit 5.1)

2



SIGNATURES

        Pursuant to the requirements of the Securities Act, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, State of Texas, on the 8th day of December, 2004.

    CORNELL COMPANIES, INC.

 

 

By:

/s/  
HARRY J. PHILLIPS, JR.      
Harry J. Phillips, Jr.
Chairman of the Board and
Chief Executive Officer

        Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature
  Title
  Date

 

 

 

 

 
/s/  HARRY J. PHILLIPS, JR.      
HARRY J. PHILLIPS, JR.
  Chairman of the Board of Directors and Chief Executive Officer
(Principal Executive Officer)
  December 8, 2004

/s/  
THOMAS R. JENKINS      
THOMAS R. JENKINS

 

President and Chief Operating Officer

 

December 8, 2004

/s/  
JOHN R. NIESER      
JOHN R. NIESER

 

Treasurer and Acting Chief Financial Officer
(Principal Financial Officer)

 

December 8, 2004

/s/  
ANTHONY R. CHASE      
ANTHONY R. CHASE

 

Director

 

December 8, 2004

/s/  
D. STEPHEN SLACK      
D. STEPHEN SLACK

 

Director

 

December 8, 2004

/s/  
TUCKER TAYLOR      
TUCKER TAYLOR

 

Director

 

December 8, 2004

/s/  
ROBERT F. VAGT      
ROBERT F. VAGT

 

Director

 

December 8, 2004

/s/  
MARCUS A. WATTS      
MARCUS A. WATTS

 

Director

 

December 8, 2004

3



EXHIBIT INDEX

Exhibit No.

  DESCRIPTION

5.1   Opinion of Locke Liddell & Sapp LLP

23.1

 

Consent of PricewaterhouseCoopers LLP

23.2

 

Consent of Locke Liddell & Sapp LLP (included in Exhibit 5.1)



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SIGNATURES
EXHIBIT INDEX