As
filed with the Securities and Exchange Commission on March 29, 2006
Registration
No. 333-[ ]
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ACE*COMM CORPORATION
(Exact name of registrant as specified in its governing instrument)
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Maryland
(State of Organization)
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52-1283030
(I.R.S. Employer Identification Number) |
704 Quince Orchard Road
Gaithersburg, MD 20878
(Address of principal executive offices)
ACE*COMM Corporation Amended and Restated Omnibus Stock Plan
(Full title of the Plan)
Steven R. Delmar
Chief Financial Officer
ACE*COMM Corporation
704 Quince Orchard Road
Gaithersburg, MD 20878
Tel. (301) 721-3000
Fax (301) 721-3001
Copies to:
Steven Kaufman, Esq.
Hogan & Hartson L.L.P.
555 13th Street, N.W.
Washington, D.C. 20004
Tel. (202) 637-5736
Fax (202) 637-5910
CALCULATION OF REGISTRATION FEE
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Proposed |
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Proposed |
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Maximum |
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Maximum |
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Amount to |
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Aggregate Price |
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Aggregate |
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Amount of |
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Title of Class |
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be |
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per Common |
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Offering |
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Registration |
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of Securities Being Registered |
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Registered |
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Share (1) |
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Price (1) |
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Fee (1) |
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Common Stock, $0.01 par value per share |
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700,000 |
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$ |
2.79 |
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1,953,000 |
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208.97 |
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Pursuant to Rule 457(c) and (h) under the Securities Act of 1933, as amended, the
registration fee has been calculated based on a price of $2.79 per share of common stock of
ACE*COMM (the average of the high and low price per share of common stock of ACE*COMM as
reported on the Nasdaq Stock Market on March 24, 2006). Pursuant to Rule 416(c) under the
Securities Act of 1933, this registration statement covers, in addition to the number of
shares of Common Stock shown above, an indeterminate number of shares of Common Stock to be
offered or sold pursuant to the ACE*COMM Corporation Amended and Restated Omnibus Stock Plan
that may be issued as a result of the antidilution and other adjustment provisions therein. |
EXPLANATORY STATEMENT
We are filing this registration statement to register an additional 700,000 shares of our
common stock for issuance pursuant to the ACE*COMM Corporation Amended and Restated Omnibus Stock
Plan, as amended (the “Plan”). The increase in the number of shares authorized for issuance under
the Plan was approved by our stockholders at our 2005 annual meeting, held on December 2, 2005.
Pursuant to General Instruction E to Form S-8, the contents of the earlier registration statements
related to the Plan on Form S-8 filed on September 16, 1996 (File No. 333-12107), on Form S-8 filed
September 29, 1999 (File No. 333-88077) and on Form S-8 filed September 29, 2000 (File No.
333-46938) are incorporated herein by reference except to the extent supplemented, amended or
superseded by the information set forth herein.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents previously filed by the Company with the Commission are specifically
incorporated by reference.
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(1) |
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Annual Report on Form 10-K for year ended June 30, 2005, as amended by a Form 10-K/A
filed on September 28, 2005. |
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(2) |
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Quarterly Report on Form 10-Q filed on February 14, 2006 for quarter ended December 31,
2005. |
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(3) |
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Quarterly Report on Form 10-Q filed on November 11, 2005 for quarter ended September
30, 2005. |
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(4) |
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Current Reports on Form 8-K filed October 27, 2005, October 31, 2005 and January 30,
2006. |
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(5) |
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The description of ACE*COMM’s common stock contained in its Registration Statement on
Form 8-A, filed under Section 12 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), and all amendments or reports filed for the purpose of updating such
description. |
In addition, all documents filed subsequent to the filing date of this registration statement
by the Company with the SEC pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act,
and prior to the filing of a post-effective amendment which indicates that all securities offered
hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to
be incorporated by reference in this registration statement and to be a part hereof from the date
of filing such documents. Any statement contained in a document incorporated or deemed to be
incorporated herein by reference shall be deemed to be modified or superseded for purposes of this
registration statement to the extent that a statement contained herein or in any subsequently filed
document which also is, or is deemed to be, incorporated by reference herein modifies or supersedes
such prior statement. Any statement so modified or superseded shall not be deemed, except as so
modified or superseded, to constitute a part of this registration statement except as indicated
herein.
2
Item 8. Exhibits
The following Exhibits are filed herewith or incorporated herein by reference:
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Description |
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Form of Specimen of Common Stock Certificate (1). |
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5
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Opinion of Hogan & Hartson L.L.P. as to the validity of the shares being registered. |
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10
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ACE*COMM Corporation Amended and Restated Omnibus Stock Plan (2). |
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23.1
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Consent of Hogan & Hartson L.L.P. (included in Exhibit 5). |
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23.2
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Consent of Grant Thornton LLP. |
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Power of Attorney (included on signature page). |
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Incorporated by reference to ACE*COMM’s Registration Statement on Form S-1, File No.
333-25439. |
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Incorporated by reference to Exhibit A to ACE*COMM’s Proxy Statement dated October 26, 2005. |
3
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has
reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has
duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in Gaithersburg, Maryland, on March 29, 2006.
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ACE*COMM CORPORATION |
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(Registrant) |
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By: |
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/s/ Steven R. Delmar
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Steven R. Delmar
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Senior Vice President and Chief Financial Officer |
POWER OF ATTORNEY
Each individual whose signature appears below hereby constitutes and appoints George T.
Jimenez and Steven R. Delmar, and each and either of them, such individual’s true and lawful
attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and
in such person’s name, place and stead, in any and all capacities, to sign a registration statement
on Form S-3 with the U.S. Securities and Exchange Commission (the “SEC”), or any registration
statement that is to be effective upon filing pursuant to Rule 462(b) under the Securities Act of
1933, as amended, including, without limitation, any and all amendments thereto, and to file the
same with the SEC, with all exhibits thereto and other documents in connection therewith, granting
unto said attorneys-in-fact and agents, and each of them, full power and authority to do and
perform each and every act and thing requisite and necessary to be done in and about the premises,
as fully to all intents and purposes as such person might or could do in person, hereby ratifying
and confirming all that said attorney-in-fact and agent or either of them or any substitute
therefor, may lawfully do or cause to be done by virtue hereof. This Power of Attorney is valid as
of its execution, until its withdrawal.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has
been signed by the following persons in the capacities indicated on
the 29th day of March 2006.
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| /s/ George T. Jimenez
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Chairman,
Chief Executive Officer, President,
Treasurer (Principal Executive Officer) and
Director |
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| /s/ Steven R. Delmar
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Senior
Vice President and Chief
Financial Officer (Principal Financial and
Accounting Officer) |
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| /s/ Paul G. Casner, Jr.
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Director |
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| /s/ Gilbert A. Wetzel |
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Director |
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| /s/ Harry M. Linowes |
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Director |
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| /s/ J. William Grimes |
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Director |
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| /s/ Matthew J. Stover |
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Director |
EXHIBIT INDEX
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| Exhibit |
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Description |
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4
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Form of Specimen of Common Stock Certificate (1). |
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5
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Opinion of Hogan & Hartson L.L.P. as to the validity of the shares being registered. |
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10
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ACE*COMM Corporation Amended and Restated Omnibus Stock Plan (2). |
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23.1
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Consent of Hogan & Hartson L.L.P. (included in Exhibit 5). |
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23.2
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Consent of Grant Thornton LLP. |
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Power of Attorney (included on signature page). |
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Incorporated by reference to the ACE*COMM’s Registration Statement on Form S-1, File No.
333-25439. |
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Incorporated by reference to Exhibit A to ACE*COMM’s Proxy Statement dated October 26, 2005. |