0000950136-97-001602 10-Q 3 19970930 19971114 NASD PIVOT RULES INC 0001030896 5130 133612110 NY 1231 10-Q 34 001-14498 97717916 80 WEST 40TH ST NEW YORK NY 10018 2129448000 80 WEST 40TH STREET NEW YORK NY 10018 10-Q 1 000095013697001602-001-seq1-10-q.txt QUARTERLY REPORT EX-10.22 2 000095013697001602-002-seq2-ex-10-22.txt EMPLOYMENT AGREEMENT EX-27 3 000095013697001602-003-seq3-ex-27.txt ARTICLE 5 FINANCIAL DATA SCHEDULE