SEC 1473
(09-02)

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FORM 3

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

 

 1. Name and Address of Reporting Person*



  Faltz              René

(Last)            (First)            (Middle)



41, Avenue de la Gare

(Street)



Luxembourg L-1611,
Grand Duchy of Luxembourg

(City)      (State)          (Zip)

 2. Date of Event
    Requiring Statement
    (Month/Day/Year)


9/17/02



 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 


 4. Issuer Name and Ticker
    or Trading Symbol


I.C. Isaacs & Company, Inc. – ISAC.OB

 

 5. Relationship of Reporting Person(s) to Issuer

  (Check all applicable)

  X  Director

      10% Owner

      Officer (give title below)

      Other (specify below)

 6. If Amendment,
    Date of Original
    (Month/Day/Year)



 


 7. Individual or Joint/Group
    Filing (Check Applicable Line)

  X  Form filed by One Reporting Person

      Form filed by More than One
Reporting Person

 

 

Table I - Non-Derivative Securities Beneficially Owned

 

 1. Title of Security
    (Instr. 4)

 2.  Amount of
    Securities
    Beneficially
    Owned
    (Instr. 4)

 3. Ownership Form: Direct (D) or Indirect (I)
    (Instr. 5)

 4. Nature of Indirect Beneficial Ownership
    (Instr. 5)

NONE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of
    Derivative
    Security
    (Instr. 4)

2.  Date Exercisable and
    Expiration Date
    (Month/Day/Year)

3. Title and Amount of
    Securities Underlying Derivative
    Security (Instr. 4)

4. Conversion or
    Exercise Price of
    Derivative
    Security

5. Ownership
    Form of Derivative
    Securities: Direct (D)
    or Indirect (I) (Instr. 5)

6. Nature of Indirect
    Beneficial
    Ownership
    (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or
Number of Shares

NONE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Explanation of Responses:

 

 

 

René Faltz

 

Sept. 19, 2002

** Signature of Reporting Person

 

Date

 

 

 

By:

/s/ Steven D. Dreyer

 

 

 

Steven D. Dreyer, authorized signatory

 

 

 

*

 

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

 

 

 

**

 

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

 

 

Note:

 

File three copies of this Form, one of which must be manually signed. If space is insufficient,

 

 

See Instruction 6 for procedure.

 

 

http://www.sec.gov/divisions/corpfin/forms/form3.htm

Last update: 09/03/2002

 

 

Confirming Statement

 

                This statement confirms that the undersigned, René Faltz, has authorized and designated Steven D. Dreyer to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned’s ownership of or transactions in the securities of I.C. Isaacs & Company, Inc.

 

                The authority of Steven D. Dreyer under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to his ownership of or transactions in the securities of I.C. Isaacs & Company, Inc., unless earlier revoked in writing.

 

                The undersigned acknowledges that Steven D. Dreyer is not assuming any of the undersigned’s responsibilities to comply with Section 16 of the Securities Act of 1934.

 

 

 

Dated:  September 18, 2002

 

/s/ René Faltz

 

 

René Faltz