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Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
26.08.2020 / 10:30
The issuer is solely responsible for the content of this announcement.
1. Details of the person discharging managerial responsibilities / person closely associated
a) Name
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Name and legal form:
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S-Quad Handels- und Beteiligungs GmbH
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2. Reason for the notification
a) Position / status
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Person closely associated with:
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Title:
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First name:
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Gerd Alexander
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Last name(s):
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Schütz
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Position:
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Member of the administrative or supervisory body
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b) Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name
b) LEI
4. Details of the transaction(s)
a) Description of the financial instrument, type of instrument, identification code
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Type:
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Financial instrument linked to a share or a debt instrument
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Description:
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‘Class A’ shares of C-Quadrat Special Situations Dedicated Fund (no identification code), transferable securities which are linked to shares of Deutsche Bank AG, as well as their derivatives
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b) Nature of the transaction
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Sale of ‘Class A’ shares of C-Quadrat Special Situations Dedicated Fund (‘CQSSDF’)
S-Quad Handels- und Beteiligungs GmbH (AUT) (‘S-Quad’) has sold 50% of its ‘Class A’ shares (277,077.17 shares) it holds in CQSSDF, a company incorporated in the Cayman Islands, to Mr. Cristobal Mendez de Vigo.
CQSSDF has entered into a series of derivatives transactions, as a result of which it holds (i) options (in the form von long puts and short calls) on shares of Deutsche Bank AG; and (ii) shares of Deutsche Bank AG. CQSSDF is a ‘single-stock investment vehicle’ insofar as it only holds Deutsche Bank AG securities.
The transaction is not related to a participation in a stock option plan.
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c) Price(s) and volume(s)
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Price(s)
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Volume(s)
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0.36
USD
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100000.00
USD
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d) Aggregated information
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Price
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Aggregated volume
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0.36
USD
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100000.00
USD
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e) Date of the transaction
f) Place of the transaction
26.08.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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