<SEC-DOCUMENT>0001610520-21-000087.txt : 20211201
<SEC-HEADER>0001610520-21-000087.hdr.sgml : 20211201
<ACCEPTANCE-DATETIME>20211201074838
ACCESSION NUMBER:		0001610520-21-000087
CONFORMED SUBMISSION TYPE:	6-K
PUBLIC DOCUMENT COUNT:		3
CONFORMED PERIOD OF REPORT:	20211201
FILED AS OF DATE:		20211201
DATE AS OF CHANGE:		20211201

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UBS Group AG
		CENTRAL INDEX KEY:			0001610520
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			V8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36764
		FILM NUMBER:		211461385

	BUSINESS ADDRESS:	
		STREET 1:		BAHNHOFSTRASSE 45
		CITY:			ZURICH
		STATE:			V8
		ZIP:			CH-8001
		BUSINESS PHONE:		41-44-234-1111

	MAIL ADDRESS:	
		STREET 1:		BAHNHOFSTRASSE 45
		CITY:			ZURICH
		STATE:			V8
		ZIP:			CH-8001

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UBS AG
		CENTRAL INDEX KEY:			0001114446
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			V8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-15060
		FILM NUMBER:		211461386

	BUSINESS ADDRESS:	
		STREET 1:		BAHNHOFSTRASSE 45
		CITY:			ZURICH
		STATE:			V8
		ZIP:			CH 8001
		BUSINESS PHONE:		203-719-5241

	MAIL ADDRESS:	
		STREET 1:		600 WASHINGTON BLVD.
		CITY:			STAMFORD
		STATE:			CT
		ZIP:			06901
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>newsrelease6k20211201.htm
<TEXT>
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<title>NewsRelease.6k.2021.12.01</title>


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<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:12.0pt;layout-grid-mode:line;">&nbsp;</font></p>

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<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:16.0pt;layout-grid-mode:line;">UNITED STATES</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:16.0pt;layout-grid-mode:line;">SECURITIES AND EXCHANGE COMMISSION</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Washington, D.C. 20549</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">_________________</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:22.0pt;layout-grid-mode:line;">FORM 6-K</font></b></p>

<p style="margin:0mm;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:13.0pt;layout-grid-mode:line;">REPORT OF FOREIGN PRIVATE ISSUER</font></b></p>

<p style="margin:0mm;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:13.0pt;layout-grid-mode:line;">&nbsp;</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:13.0pt;layout-grid-mode:line;">PURSUANT TO RULE 13a-16 OR 15d-16 UNDER</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:13.0pt;layout-grid-mode:line;">THE SECURITIES EXCHANGE ACT OF 1934</font></b></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Date: December 1, 2021</font></b></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:16.5pt;layout-grid-mode:line;">UBS Group AG</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Commission File Number: 1-36764</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:16.5pt;layout-grid-mode:line;">UBS AG</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Commission File Number: 1-15060</font></b></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=DE-CH style="font-size:10.0pt;layout-grid-mode:line;">(Registrants' Names)</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=DE-CH style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=DE style="font-size:11.0pt;layout-grid-mode:line;">Bahnhofstrasse 45, Zurich, Switzerland, and</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Aeschenvorstadt 1, Basel, Switzerland</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:10.0pt;layout-grid-mode:line;">(Address of principal executive offices)</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Indicate by check mark whether the registrants file or
will file annual reports under cover of <br>
Form 20&#8209;F or Form 40-F.</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Form 20-F&#160; </font><font face="Times New Roman,serif" lang=EN-US style="font-size:22.0pt;layout-grid-mode:line;">x&nbsp;</font><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; Form
40-F&#160; </font><font face="Times New Roman,serif" lang=EN-US style="font-size:22.0pt;layout-grid-mode:line;">o&nbsp;</font></p>

<p align=center style="margin:0mm;text-align:center;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>





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<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">This
Form 6-K consists of the news release which appear immediately following this
page.</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

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 <font style="height:40px;left:0px;margin-left:0px;margin-top:1px;mso-ignore:vglayout;position:absolute;width:110px;"><img height=40 src="x8916x0.jpg" v:shapes="ubs_logo" width=110><br><br></font><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:12.0pt;">Investor
 Relations</font></font></p>
 <p style="border:none;margin-bottom:0mm;margin-left:362.9pt;margin-right:0mm;margin-top:.15pt;mso-border-shadow:yes;mso-line-height-rule:exactly;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:68.05pt;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:11.5pt;">Tel. +41-44-234 41 00</font></font></p>
 <p style="border:none;margin-bottom:0mm;margin-left:362.9pt;margin-right:0mm;margin-top:0mm;mso-border-shadow:yes;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:68.05pt;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:20.0pt;">Media Relations</font></font></p>
 <p style="border:none;margin-bottom:0mm;margin-left:362.9pt;margin-right:0mm;margin-top:.15pt;mso-border-shadow:yes;mso-line-height-rule:exactly;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:68.05pt;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:11.5pt;">Tel. +41-44-234 85 00</font></font><font style="border:none;">&nbsp;</font></p>

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<div align=left><table border=0 cellpadding=0 cellspacing=0 style="border-collapse:collapse;margin-left:5.0pt;width:100%;">
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  <td valign=top width=100% style="height:28.1pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:10.0pt;margin-right:0mm;margin-top:0mm;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:11.0pt;line-height:105%;">1</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:11.0pt;letter-spacing:-.15pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:11.0pt;line-height:105%;">December&nbsp;</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:11.0pt;letter-spacing:-.15pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:11.0pt;line-height:105%;">2021&nbsp;</font></p>
  </td>
 </tr>
<tr style="height:86.75pt;">
  <td valign=top width=100% style="height:86.75pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin:0mm;margin-top:.1pt;punctuation-wrap:simple;"><font face="Times New Roman,serif" style="font-size:13.5pt;layout-grid-mode:line;line-height:105%;">&nbsp;</font></p>
  <p style="margin-bottom:0mm;margin-left:10.0pt;margin-right:0mm;margin-top:0mm;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" style="font-size:9.5pt;line-height:105%;">Ad hoc announcement pursuant to Article 53 of the SIX Exchange
  Regulation Listing Rules</font></p>
  <p style="margin-bottom:12.0pt;margin-left:9.95pt;margin-right:0mm;margin-top:18.0pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" style="font-size:32.0pt;line-height:105%;">News Release</font></p>
  </td>
 </tr>
<tr style="height:61.45pt;">
  <td valign=top width=100% style="height:61.45pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin:0mm;margin-top:.1pt;punctuation-wrap:simple;"><font face="Times New Roman,serif" style="font-size:16.0pt;layout-grid-mode:line;line-height:105%;">&nbsp;</font></p>
  <p style="margin-bottom:0mm;margin-left:10.0pt;margin-right:0mm;margin-top:0mm;punctuation-wrap:simple;"><b><font face="Frutiger 45 Light,sans-serif" style="font-size:14.0pt;line-height:105%;">Changes to the UBS Group Executive Board</font></b></p>
  </td>
 </tr>
<tr style="height:42.8pt;">
  <td valign=top width=100% style="height:42.8pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:10.0pt;margin-right:0mm;margin-top:10.5pt;punctuation-wrap:simple;"><b><font face="Frutiger 45 Light,sans-serif" style="font-size:10.5pt;line-height:105%;">Sarah Youngwood to succeed Kirt Gardner as Group Chief
  Financial Officer</font></b></p>
  </td>
 </tr>
</table></div>



<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:13.0pt;">Zurich/Basel, 1
December 2021 &#8211; Sarah Youngwood will join UBS&#180;s Group Executive Board at the
beginning of March and take over as Group Chief Financial Officer in May,
following current CFO Kirt Gardner&#8217;s decision to step down from his role. Kirt
will support Sarah during her two-month onboarding period before retiring from
UBS to pursue other opportunities in May.</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">Sarah Youngwood has been Chief Financial Officer
of JPMorgan Chase&#8217;s Consumer &amp; Community Banking line of business since
2016. Since 2020, her role has also included leading finance for the firm&#8217;s
global technology unit, as well as the diversity &amp; inclusion team. Between
2012 and 2016, she served as Head of Investor Relations for JPMorgan Chase and,
prior to that, spent 14 years in various roles in the Financial Institutions
Group within JPM&#8217;s Investment Bank in Paris, London and New York. She holds a
combined undergraduate and master's degree in Finance and Business from ESCP
Europe Business School and, as part of that program, spent six months at the
Stanford Graduate School of Business. </font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">Kirt Gardner joined UBS in 2013 and was named
Group Chief Financial Officer and a member of the UBS Group Executive Board in
January 2016. Between 2013 and 2015, he served as CFO for UBS Wealth
Management. As Group CFO, Kirt helped to navigate UBS through many fundamental
changes in the industry and also drove substantial efficiency both in the
finance function and firmwide to support the growing strength of the bank. </font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">Group Chief Executive Officer Ralph Hamers: &#8220;I
want to personally thank Kirt for his leadership, commitment and important
contributions to UBS over the past nine years. He was instrumental in managing
and maintaining the firm&#8217;s strong financial position and safeguarding client
and investor trust through different market environments &#8211; and for being a role
model for our culture. I wish him all the best in his future endeavors. I&#8217;m
also excited to welcome Sarah Youngwood to the UBS team in her role as Group
CFO and Group Executive Board member. With her strong track record, in-depth
finance expertise, and experience across various banking areas, Sarah is
ideally suited to lead our finance function into the future.&#8221;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:5.05pt;margin-top:5.1pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:111%;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:0mm;margin-top:0mm;punctuation-wrap:simple;"><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:13.5pt;">UBS Group AG and UBS AG</font></b></p>



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 Relations</font></font></p>
 <p style="border:none;margin-bottom:0mm;margin-left:362.9pt;margin-right:0mm;margin-top:.15pt;mso-border-shadow:yes;mso-line-height-rule:exactly;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:68.05pt;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:11.5pt;">Tel. +41-44-234 41 00</font></font></p>
 <p style="border:none;margin-bottom:0mm;margin-left:362.9pt;margin-right:0mm;margin-top:0mm;mso-border-shadow:yes;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:68.05pt;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:20.0pt;">Media Relations</font></font></p>
 <p style="border:none;margin-bottom:0mm;margin-left:362.9pt;margin-right:0mm;margin-top:.15pt;mso-border-shadow:yes;mso-line-height-rule:exactly;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:68.05pt;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:8.0pt;line-height:11.5pt;">Tel. +41-44-234 85 00</font></font><font style="border:none;">&nbsp;</font></p>

</DIV>
<p style="margin:0mm;margin-top:.35pt;punctuation-wrap:simple;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.5pt;layout-grid-mode:line;line-height:12.0pt;">&nbsp;</font></p>

<p style="margin-bottom:1.6pt;margin-left:15.0pt;margin-right:0mm;margin-top:5.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:13.5pt;">Investor</font><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;letter-spacing:-.25pt;line-height:13.5pt;"> </font><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:13.5pt;">contact&nbsp;</font></p>

<div align=left><table border=0 cellpadding=0 cellspacing=0 style="border-collapse:collapse;margin-left:12.5pt;width:100%;">
 <tr style="height:39.7pt;">
  <td valign=top width=43% style="height:39.7pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">Switzerland:</font></p>
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:13.0pt;line-height:105%;">&nbsp;</font></p>
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">Media</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.05pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">contact&nbsp;</font></p>
  </td>
 <td valign=top width=57% style="height:39.7pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">+41-44-234</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.15pt;line-height:105%;">
  </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">41&nbsp;</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.1pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">00&nbsp;</font></p>
  </td>
 </tr>
<tr style="height:13.5pt;">
  <td valign=top width=43% style="height:13.5pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">Switzerland:</font></p>
  </td>
 <td valign=top width=57% style="height:13.5pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">+41-44-234</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.15pt;line-height:105%;">
  </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">85&nbsp;</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.1pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">00&nbsp;</font></p>
  </td>
 </tr>
<tr style="height:13.5pt;">
  <td valign=top width=43% style="height:13.5pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">UK:</font></p>
  </td>
 <td valign=top width=57% style="height:13.5pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">+44-207-567</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.15pt;line-height:105%;">
  </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">47&nbsp;</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.15pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">14&nbsp;</font></p>
  </td>
 </tr>
<tr style="height:13.5pt;">
  <td valign=top width=43% style="height:13.5pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">Americas:</font></p>
  </td>
 <td valign=top width=57% style="height:13.5pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">+1-212-882</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.15pt;line-height:105%;">
  </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">58&nbsp;</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.1pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">58&nbsp;</font></p>
  </td>
 </tr>
<tr style="height:12.65pt;">
  <td valign=top width=43% style="height:12.65pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">APAC:</font></p>
  </td>
 <td valign=top width=57% style="height:12.65pt;padding:0mm 0mm 0mm 0mm;">
  <p style="margin-bottom:0mm;margin-left:2.5pt;margin-right:0mm;margin-top:.05pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">+852-297-1</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.15pt;line-height:105%;">
  </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">82&nbsp;</font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;letter-spacing:-.1pt;line-height:105%;"> </font><font face="Frutiger 45 Light,sans-serif" lang=DE-CH style="font-size:10.5pt;line-height:105%;">00&nbsp;</font></p>
  </td>
 </tr>
</table></div>



<p style="margin:0mm;margin-top:.55pt;punctuation-wrap:simple;"><font face="Times New Roman,serif" lang=EN-US style="font-size:13.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:0mm;margin-top:0mm;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:10.5pt;line-height:13.5pt;">www.ubs.com/media</font></p>

<p style="margin:0mm;margin-top:.15pt;punctuation-wrap:simple;"><font face="Times New Roman,serif" lang=EN-US style="font-size:8.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:0mm;margin-top:5.0pt;punctuation-wrap:simple;"><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:13.5pt;">Notice to investors</font></b></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:7.85pt;margin-top:.85pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:106%;">This document and the information contained
herein are provided solely for information purposes, and are not to be
construed as a solicitation of an offer to buy or sell any securities or other
financial instruments in Switzerland, the United States or any other
jurisdiction. No investment decision relating to securities of or relating to UBS
Group AG, UBS AG or their affiliates should be made on the basis of this
document. Refer to UBS&#8217;s third quarter 2021 report and its Annual Report on
Form 20-F for the year ended 31 December 2020 for additional information. These
reports are available at www.ubs.com/investors.</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:7.85pt;margin-top:.85pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:106%;">&nbsp;</font></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:0mm;margin-top:5.0pt;punctuation-wrap:simple;"><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:13.5pt;">Cautionary</font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;letter-spacing:-.4pt;line-height:13.5pt;"> </font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:13.5pt;">statement&nbsp;</font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;letter-spacing:-.2pt;line-height:13.5pt;"> </font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:13.5pt;">regarding&nbsp;</font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;letter-spacing:-.2pt;line-height:13.5pt;">
</font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:13.5pt;">forward-looking&nbsp;</font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;letter-spacing:-.3pt;line-height:13.5pt;"> </font></b><b><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:13.5pt;">statements&nbsp;</font></b></p>

<p style="margin-bottom:0mm;margin-left:15.0pt;margin-right:7.85pt;margin-top:.85pt;punctuation-wrap:simple;"><font face="Frutiger 45 Light,sans-serif" lang=EN-GB style="font-size:9.0pt;line-height:106%;">This document contains statements that
constitute forward-looking statements. While these statements represent UBS&#8217;s
judgments and expectations concerning the matters described, a number of risks,
uncertainties and other important factors could cause actual developments and
results to differ materially from UBS&#8217;s expectations. Additional information
about those factors is set forth in documents furnished and filings made by UBS
with the US Securities and Exchange Commission, including the second and third
quarter 2021 reports and the Annual Report on Form 20-F for the year ended 31
December 2020. UBS undertakes no obligation to update the information contained
herein.</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:12.0pt;layout-grid-mode:line;">&nbsp;</font></p>








<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:12.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:12.0pt;layout-grid-mode:line;">&#160;&nbsp;</font></p>








<p style="margin:0mm;text-align:justify;"><a name="RG_MARKER_172270"></a><a name="RG_MARKER_172276"></a></p>
<DIV bclFooter>

 <p style="border:none;margin-bottom:10.0pt;margin-left:0mm;margin-right:0mm;margin-top:0mm;mso-border-shadow:yes;mso-padding-alt:31.0pt 31.0pt 31.0pt 31.0pt;tab-stops:right 170.0mm;"><font style="border:none;"><font face="Frutiger 45 Light,sans-serif" lang=EN-US style="font-size:7.5pt;line-height:115%;">&nbsp;</font></font></p>

</DIV>
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<DIV bclHeader>

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</DIV>
<p style="margin:0mm;text-align:justify;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">This Form 6-K is hereby incorporated by reference into
(1) each of the registration statements of UBS AG on Form F-3 (Registration
Number 333-253432), and of UBS Group AG on Form S-8 (Registration Numbers
333-200634; 333-200635; 333-200641; 333-200665; 333-215254; 333-215255;
333-228653; 333-230312; and 333-249143), and into each prospectus outstanding
under any of the foregoing registration statements, (2) any outstanding
offering circular or similar document issued or authorized by UBS AG that
incorporates by reference any Form 6-K&#8217;s of UBS AG that are incorporated into
its registration statements filed with the SEC, and (3) the base prospectus of
Corporate Asset Backed Corporation (&#8220;CABCO&#8221;) dated June 23, 2004 (Registration
Number 333-111572), the Form 8-K of CABCO filed and dated June 23, 2004 (SEC
File Number 001-13444), and the Prospectus Supplements relating to the CABCO
Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration Number
033-91744 and 033-91744-05).<a name="RG_MARKER_172270_bclEnd"></a><a name="RG_MARKER_172276_bclEnd"></a></font></p>





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</DIV>
<p align=center style="margin:0mm;text-align:center;"><b><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">SIGNATURES</font></b></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:36.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrants
have duly caused this report to be signed on their behalf by the undersigned,
thereunto duly authorized.</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">UBS
Group AG</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">By:
</font><u><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">_</font></u><u><font color=black face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">/s/ David Kelly___</font></u><u><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">___________&nbsp;</font></u></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Name:&#160;
David Kelly </font></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Title:&#160;&#160;&#160;
Managing Director </font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">By: </font><u><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">_</font></u><u><font color=black face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">/s/
Ella Campi_____</font></u><u><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">__________&nbsp;</font></u></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">Name:&#160; Ella Campi</font></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Title:&#160;&#160;&#160;
Executive Director</font></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">UBS
AG</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">By:
</font><u><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">_/s/ David Kelly______________</font></u></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Name:&#160;
David Kelly&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </font></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Title:&#160;&#160;&#160;
Managing Director </font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;text-indent:216.0pt;"><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">By: </font><u><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">_/s/ Ella Campi_______________</font></u></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=ES style="font-size:11.0pt;layout-grid-mode:line;">Name:&#160; Ella Campi</font></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Title:&#160;&#160;&#160;
Executive Director</font></p>

<p style="margin:0mm;text-indent:234.0pt;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">&nbsp;</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:11.0pt;layout-grid-mode:line;">Date:&#160; December 1, 2021</font></p>

<p style="margin:0mm;"><font face="Times New Roman,serif" lang=EN-US style="font-size:12.0pt;layout-grid-mode:line;">&nbsp;</font></p>




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